Formal completions and idempotent completions of triangulated categories of singularities
The main goal of this paper is to prove that the idempotent completions of the triangulated categories of singularities of two schemes are equivalent if the formal completions of these schemes along singularities are isomorphic. We also discuss Thoma…
Authors: Dmitri Orlov
F ORMAL COMPLETIO NS AND IDEMPOTENT COMPLETIONS OF TRIANGULA TED CA T E GORIES OF SINGULARITIES DMITRI ORLOV De dic ate d to the blesse d memory of my adviser V asily Alexe evich Iskovskikh Abstra ct. The main goal of this pap er is t o prove t hat t he idemp otent completions of the tri- angulated categories of singularities of t w o sc hemes are equiv alen t if the formal completions of these s chemes along singularities are isomorphic. W e also discuss T homason theorem on dense sub categories and a relation to the negative K-theory . 1. Introduction Let X b e a noetherian sc heme o ver a field k . Denote b y D b (coh X ) the b ounded deriv ed catego ries of coheren t sheav es on X. Sin ce X i s no etherian the natural functor from D b (coh X ) to the unb ounded deriv ed category of q u asi-coheren t shea v es D (Qcoh X ) is fu lly faithful and realizes an equ iv alence of D b (coh X ) with the full sub category D ∅ , b coh (Qcoh X ) consisting o f all cohomologi cally b ounded complexes with coherent cohomologi es ([5], Ex.I I, 2.2.2) . Denote b y Perf ( X ) ⊆ D (Qcoh X ) the full triangulated sub category of p erfect complexes. Recall that a complex on a scheme is said to b e p erf ect if it is lo cally qu asi-isomorphic to a b ounded complex of lo cally f ree shea v es of finite rank. The derived cat egory D (Qcoh X ) adm its all copro d ucts and it is w ell-kno wn that sub category of p erfect complexes P erf ( X ) coincides with su b category of compact ob jects in D (Qcoh X ) , i.e. all ob jects C ∈ D (Qcoh X ) for wh ic h the fun ctor Hom( C, − ) comm utes with arbitrary copro ducts. The category Perf ( X ) can b e considered as a f ull triangulated sub category of D b (coh X ) . Definition 1.1. We define a triangulate d c ate gory of singularities of X , denote d by D Sg ( X ) , as the quotient of the triangulate d c ate gory D b (coh X ) by the ful l triangulate d sub c ate gory Perf ( X ) . W e sa y that X satisfies a c ondition (ELF) if X is separated no etherian of finite Kru ll dimension and has enough lo cally free shea v es, i.e. for any co herent sheaf F there is an epimorphism E ։ F with a lo cally fr ee sheaf E . The last condition implies that an y p erfect complex is also globally (not only lo cally) qu asi- isomorphic to a b ounded complex of lo cally free shea v es o f finite r ank. F or example, an y quasi- pro jectiv e sc heme satisfies these cond itions. Note that an y closed and an y op en su bsc heme of X is also noetherian, finite dimensional and has enough lo cally free shea ves. It is clea r for a clo sed This wo rk is done under partial fi nancial supp ort by RFFI gr ant 08-01-00297, INT AS grant 05-10000 08-8118, and NSh grant 9969.2006.1. 1 2 subscheme while for an op en sub s c h eme U it follo w s f rom the fact that an y coheren t sheaf on U can b e obtained as the restriction of a coheren t sheaf on X ([7], ex.5.15). F urther in the p ap er we usually assu me that a sc heme X satisfies condition (ELF). It is kno w n th at if a sc heme X is regular then the category Perf ( X ) coincides w ith D b (coh X ) . In this case, the tr iangulated category of s in gularities is trivial. Let f : X → Y b e a mo rph ism of finite T or-dim en sion (for example, a flat mo rph ism or a r egular closed em b edding). In this case we ha v e an in v erse image fu nctor L f ∗ : D b (coh Y ) → D b (coh X ) . It is clear that the functor L f ∗ sends p erfect complexes on Y to p erfect complexes on X. Therefore, the functor L f ∗ induces an exact fun ctor L ¯ f ∗ : D Sg ( Y ) → D Sg ( X ) . A fundamen tal prop ert y of tr iangulated categories of singularities is a prop ert y of lo calit y in Zarisky top ology . It sa ys that for an y op en em b eddin g j : U ֒ → X , for w hic h Sin g ( X ) ⊂ U, the functor ¯ j ∗ : D Sg ( X ) → D Sg ( U ) is an equiv alence of triangulated categorie s [12]. On the other hand , t w o analytically isomorph ic singularities can ha v e non-equiv alen t triangulated catego ries of singularities. Ev en tw o differen t double p oints giv en b y equat ions f = y 2 − x 2 and g = y 2 − x 2 − x 3 ha v e non-equiv alen t categ ories of singularities. T he main reason h ere is that a triangulated category of singularities is not necessary id emp oten t c omplete. This means that not for eac h pro jector p : C → C, p 2 = p there is a decomp osition of the form C = K er p ⊕ Im p. F or an y triangulated category T w e can consider its so cal led idemp oten t completion (or Karoubian e n v elop e) T . This is a cat egory that consists o f all ke rnels of all pro j ectors. It has a natural structure of a triangulated category and the ca nonical functor T → T is an exact fu ll em b eddin g [4]. Moreo ver, the category T is idemp oten t complete no w, i.e. eac h id emp oten t p : C → C in T arises from a splitting Ker p ⊕ Im p. W e denote b y D Sg ( X ) the idemp oten t completion of the triangulated catego ries of singularities. F or any closed subscheme Z ⊂ X we can define the formal completion of X along Z as a ringed space ( Z , lim ← − O X / J n ) , w h ere J is the ideal sheaf corresp onding to Z. T he formal completion actually dep ends only on the closed sub set Supp Z and do es not dep end on a s cheme structure on Z . W e denote b y X the formal completion of X along its singularities Sin g( X ) . The main goa l of this p ap er is to pro v e that for an y t wo sc hemes X an d X ′ satisfying (ELF), if the formal completions X and X ′ along sin gu larities are isomorphic, then the idemp oten t completions of the t riangulated catego ries of sin gularities D Sg ( X ) and D Sg ( X ′ ) a re equiv alen t (Theorem 2.10). Actually , we s h o w a little bit more. W e pro v e that an y ob j ect of D Sg ( X ) is a direct summand of an ob ject from its full sub catego ry D b Sing( X ) (coh X ) / Pe rf Sing ( X ) ( X ) , w here D b Sing( X ) (coh X ) and Perf Sing( X ) ( X ) are sub categories of D b (coh X ) and Perf ( X ) resp ectiv ely , consisting of complexes with cohomologi es su pp orted on Sin g X (Prop osition 2.7). Th us, to any scheme X w e can attac h the category D Sg ( X ) and tw o subgroups in K 0 ( D Sg ( X ) ) that b y Thomason theorem [1 6] (see Theorem 4.1) one-to -one corr esp onds to the dense su b cate- gories D Sg ( X ) and D b Sing( X ) (coh X ) / Perf Sing( X ) ( X ) r esp ectiv ely . W e discuss t his c orresp ondence and a relation to th e negativ e K-theory of the category of p er f ect complexes in the last section. 3 2. Completions Let X b e a n o etherian sc heme and le t i : Z ֒ → X b e a c losed su b space. Let coh Z X ⊂ coh X b e the ab elian su b category of coheren t sh ea ves on X with su pp ort on Z . Consider the n atural fun ctor from D b (coh Z X ) to D b (coh X ) . It can b e easily sho wn that this fun ctor is fu lly faithful and giv es an equiv alence with the full sub category D b Z (coh X ) ⊂ D b (coh X ) consisting of all complexes cohomologies of whic h are supp orted on Z. (In ot her w ords, the sub category D b Z (coh X ) consists of all complexes restriction of wh ic h on the op en subset U = X \ Z is acyclic.) A t first, let u s consider ab elian category of q u asi-coheren t shea v es Qcoh X a nd its ab elian sub catego ry Qcoh Z X of quasi-coheren t s hea v es w ith s u pp ort on Z (or Z -torsion shea v es), i.e . all quasi-coheren t sheav es F suc h that j ∗ F = 0 , where j : U → X is t he op en em b edding of the co mplement U = X \ Z. The inclusion functor i : Qcoh Z X → Qcoh X has a right adjoin t Γ Z whic h asso ciates to eac h quasi-co herent sheaf F its subs heaf of sections with su pp ort in Z . It can b e shown that for a quasi-coheren t s h eaf F we ha v e an isomorp hism Γ Z ( F ) ∼ = lim − → n H om O X ( O X / J n , F ) , where J is a some ideal sh eaf suc h th at Z = Supp( O X / J ) . T he fu nctor Γ Z has a right -deriv ed functor R Γ Z : D (Qcoh X ) → D (Qco h Z X ) via h-injectiv e resolutions [15]. It is kno wn that the canonical functor i : D (Qcoh Z X ) → D (Qcoh X ) is fully faithfu l and realizes equiv alences of D (Qcoh Z X ) with the fu ll s ub category D Z (Qcoh X ) consisting of all complexes cohomologies of whic h are su pp orted on Z . It is prov ed f or no etherian s chemes for example in [3 ] (Prop. 5.2.1 and Prop. 5.3.1). (It is also true for quasi-c ompact and separated X and proregular e m b edd ed Z ⊂ X as sho wn in [2].) T o pro v e this fact it is sufficien t to sho w that for an y C · ∈ D Z (Qcoh X ) the natural map i R Γ Z ( C · ) → C · is an isomorphism (see, for example, [3] Lemm a 5.2.2). Since the functor R Γ Z is boun ded for no etherian sc hemes b y u sual ”w a y out” argum en t ([8], § 7) it is sufficien t to c hec k the isomorphism i R Γ Z ( F ) → F only for shea v es F ∈ Qcoh Z X. That is evident, b ecause R Γ Z F ∼ = Γ Z F , when F is Z -torsion. Th us, for any ob ject C · ∈ D (Qcoh X ) there is a distinguished triangle of the form i R Γ C · → C · → R j ∗ j ∗ C · , whic h sh o w s that the categories D (Qcoh U ) and D (Qcoh Z X ) are equiv alent to the quotien t catego ries D (Qcoh X ) / D Z (Qcoh X ) an d D (Qcoh X ) / D (Qcoh U ) resp ectiv ely . Lemma 2.1. L et X b e a no etherian scheme and let Z b e a close d su b sp ac e. Then the natur al functor D b (coh Z X ) → D b (coh X ) is ful ly faithful and gives an e quivalenc e with the ful l sub c ate gory D b Z (coh X ) ⊂ D b (coh X ) c onsisting of al l c om plexes c oh omolo gies of which ar e supp orte d on Z . Pro of. W e know that the n atur al functors D b (coh X ) ֒ → D (Qcoh X ) and D (Qcoh Z X ) ֒ → D (Qcoh X ) a re fu lly faithful. This implies that the functor D b (coh Z X ) → D b (coh X ) i s fu lly 4 faithful iff the functor D b (coh Z X ) → D (Qcoh Z X ) is fully faithfu l. D enote b y φ the n atural em b eddin g of coh Z X to Qcoh Z X. S ince coherent shea v es generate the ca tegory D b (coh Z X ) it is enough to sho w that for an y t wo coherent s h ea ves F , G ∈ coh Z X the natural maps Ext n ( F , G ) → Ext n ( φ ( F ) , φ ( G )) are isomorph isms. W e kno w that it i s evidently true for n = 0 . No w to ap p ly induction, it is sufficien t to chec k that for any e ∈ Ex t n ( φ ( F ) , φ ( G )) , n ≥ 1 , there is an epimorphism F ′ → F which erases e ([5], Ex. I I, Lemma 2.1.3). Any suc h elemen t e can b e r epresen ted by an exact sequence in Qcoh Z X 0 → G → E n − 1 → · · · → E 0 → F → 0 , where E i are quasi-coheren t s hea v es with supp ort on Z. The epimorphism E 0 → F erases e. Since an y qu asi-coherent sheaf on a n o etherian sc heme is a d irect colimit of its coherent subsh ea ves there is a coheren t subsh eaf F ′ ⊂ E 0 that co ve rs F . As a subsheaf of E 0 it is erase e and b elongs to coh Z X. Thus, th e natural functor D b (coh Z X ) → D b (coh X ) is fully faithfu l and giv es an equiv alence with the fu ll sub category D b Z (coh X ) ⊂ D b (coh X ) consisting of all complexes cohomologi es of whic h are supp orted on Z. ✷ The r estriction fu nctor j ∗ sends c oherent shea v es to co herent and w e get a functor from the quo- tien t catego ry D b (coh X ) / D b Z (coh X ) to the d eriv ed category D b (coh U ) . This fu nctor establishes an equiv alence b etw een these categories. Lemma 2.2. L et X b e a no etherian scheme. Then the natur al functor D b (coh X ) / D b Z (coh X ) → D b (coh U ) is an e quivalenc e. Pro of. T his fact is kno wn and w e omit a pro of. There are few different w a y s to get it. First, w e know this fact for quasi-coherent shea ves and by Lemma 2.5 it is enough to sho w that an y m ap from a b ounded complex of coheren t sh ea ves to an ob ject of D Z (Qcoh X ) admits a factorizat ion thr ough an ob ject from D b Z (coh X ) . Second, since coh U is the quotien t of the ab elian category coh X by the Serre sub category coh Z X it is p ossible to show that the fun ctor D b (coh X ) / D b Z (coh X ) → D b (coh U ) is surjectiv e on ob jects and on morphism s. This implies an equiv alence as we ll. ✷ Remark 2.3. Note that the second w a y allo ws us to pro v e a more general result. F or any Serre sub catego ry B of an ab elian category A the fu nctor F : D b ( A ) / D b B ( A ) → D b ( A / B ) is an equiv alence of triangulated categories, w here D b B ( A ) is the full sub catego ry in D b ( A ) consisting of all complexes with cohomolog ies in B (it is known but unp ublished [6]). Denote by Perf Z ( X ) the int ersection Perf ( X ) ∩ D b Z (coh X ) . Lemma 2.4 . L et X satisfies (ELF). Then an obje ct A ∈ D b Z (coh X ) b elongs to Perf Z ( X ) iff for any o bje ct B ∈ D b Z (coh X ) al l Hom( A, B [ i ]) ar e trivial exc ept for finite numb e r of i ∈ Z . Pro of. Denote b y D hf ⊂ D b Z (coh X ) the full su b category consisting of all ob jects A suc h that for an y ob ject B ∈ D b Z (coh X ) the spaces H om( A, B [ i ]) a re trivial except for finite n u m b er of 5 i ∈ Z . If an ob ject A ∈ Perf Z ( X ) th en it is qu asi-isomorphic to a b ound ed complex of v ector bund les. Since the cohomologies of any coherent sh eaf is b ou n ded b y the Kru ll dimension of the sc heme w e ha ve that for an y v ector bundle P and an y coheren t sheaf F there is an equalit y Ext i ( P , F ) = 0 when i is greater than Kr ull dimension of X . Therefore, A b elongs to the sub catego ry D hf . Supp ose now that A ∈ D hf . Th e ob ject A is a b ounded complex of coherent sh ea ves. Let us tak e lo cally free b ound ed ab o v e resolution P · ∼ → A and consid er a goo d tru ncation τ ≥− k P · for sufficien t large k ≫ 0 whic h is clearly isomorp h ic to A in D . Since A ∈ D hf , f or an y closed p oin t t : x ֒ → X th e groups Hom( A, t ∗ O x [ i ]) are zero for | i | ≫ 0 . This m eans th at for sufficien tly large k ≫ 0 the truncation τ ≥− k P · is a complex o f lo cally free shea ves at the p oin t x, and, hence, in some neigh b orho o d of x. The scheme X is quasi-compact. This imp lies that there is a common su ffi cien tly large k su c h that the trun cation τ ≥− k P · is a complex of lo cally free shea ves ev erywhere on X, i.e. A is p erfect. ✷ The natural embedd ing D b Z (coh X ) ֒ → D b (coh X ) induces a fu nctor b etw een qu otien t cat egories D b Z (coh X ) / Pe rf Z ( X ) − → D Sg ( X ) := D b (coh X ) / Pe rf ( X ) . It can b e pro v ed that this fun ctor b et we en quotien t catego ries is fully faithful to o. T o pro v e it we need the follo win g w ell-kno wn lemma. Lemma 2.5. ([18, 9]) L et D b e a triangulate d c ate gory and D ′ , N b e f ul l triangulate d sub c ate- gories. L et N ′ = D ′ ∩ N . Assume that any morphism N → X ′ (r esp. any morphism X ′ → N ) with N ∈ N and X ′ ∈ D ′ admits a factorization N → N ′ → X ′ (r esp. X ′ → N ′ → N ) with N ′ ∈ N ′ . Then th e natur al functor D ′ / N ′ − → D / N is ful ly faithful. Lemma 2.6. The fu nc tor D b Z (coh X ) / Pe rf Z ( X ) → D Sg ( X ) is ful ly faithful. Pro of. By Lemma 2.5 we should show that an y morphism P · → C · , where P · is a p erf ect complex and C · is an ob ject of D b Z (coh X ) , can b e factorized through an ob ject P · ′ ∈ Perf Z ( X ) . Since there is an equiv alence D b (coh Z X ) ∼ = D b Z (coh X ) w e can assu me that t he ob ject C · is a b ound ed complex of coherent shea ves with sup p ort on Z. This implies th at there is a su bsc heme structure i S : S ֒ → X with su pp ort on Z suc h that C · ∼ = R i S ∗ C · ′ . Consider a v ector bundle E on X that co vers the ideal sheaf J S . It exists by (ELF) condition. Denote b y K · the Koszul complex 0 → det( E ) → · · · → E → O X → 0 . W e ha v e canonical maps P · → P · ⊗ K · → P · ⊗ O S . No w an y map from P · to C · ∼ = R i S ∗ C · ′ is fact orized through P · ⊗ O S and, hence, through P · ⊗ K · . But the ob ject P · ⊗ K · is p erfect as a tensor pr o duct of tw o p erfect complexes and has cohomologies with sup p orts on Z. Th us, it b elongs to Perf Z ( X ) . ✷ No w consider the case when Z is exactly the subset of singularities of X , i.e. Z = Sing( X ) . Prop osition 2.7. Any obje ct of D Sg ( X ) i s a dir e ct summand of a n o bje ct fr om its f u l l sub c at- e gory D b Sing( X ) (coh X ) / Perf Sing( X ) ( X ) . In p articular, idemp otent c omp letions of these c ate gories ar e e quivalent. 6 Pro of. Since an y ob ject of t he categ ory D Sg ( X ) is represen ted by a coherent sheaf up to shift ([12], Lemma 1.11) it is sufficien t to consider the coheren t sheaf F . Let us tak e the lo cally free resolution P · → F and consider the br utal tru ncation σ ≥− n P · for s ufficien tly large n > dim X. Denote b y G the (-n)-th cohomology of σ ≥− n P · . Let α : F → G [ n + 1] b e th e corresp onding m ap in D b (coh X ) . Its image in the category D Sg ( X ) is an isomorphism. On the other hand , consider the f unctor j ∗ : D b (coh X ) → D b (coh U ) , where U = X \ Sing( X ) . S ince U is sm o oth and n > dim U the image j ∗ ( α ) is zero. But the category D b (coh U ) is the quotien t of the category of D b (coh X ) by the sub category D b Sing( X ) (coh X ) . Hence the morphism α is factorized through an ob j ect A of D b Sing( X ) (coh X ) . Therefore, in the quot ien t c ategory D Sg ( X ) t he ob ject F is a dir ect summand of the image of the ob ject A in D Sg ( X ) . ✷ F or an y sc heme X w e denote b y X Z the formal completion of X along a closed subspace Z and denote by κ : X Z → X the canonical morphism. Let J b e an id eal sheaf suc h that Supp( O X / J ) = Z and let J b e a corresp onding ideal of definition of the form al n o etherian sc heme X Z . W e set Γ X ( F ) := lim − → n H om O X Z ( O X Z / J n , F ) , for an y quasi-coheren t sheaf F on X Z . Th is functor dep ends only on O X Z and do es not dep end on the ideal J . W e sa y that F ∈ Qcoh X Z is a torsion sheaf if Γ X ( F ) = F . W e d en ote by coh t X Z (resp. Qcoh t X Z ) the full s u b category of Q coh X Z whose ob jects are th e (quasi)-c oherent torsion shea ves. It is easy to see that under t he in v erse image functor κ ∗ a Z - torsion (quasi)- coheren t sheaf on X go es to a torsion (quasi)-coheren t sheaf o n X Z . Indeed, applying lim − → to the isomorph isms κ ∗ H om X ( O X / J n , F ) ∼ − → H om X Z ( O X / J n , κ ∗ F ) w e get a natural isomo rphism κ ∗ Γ Z ∼ = Γ X κ ∗ . Hence, w e obtain that κ ∗ (Qcoh Z X ) ⊂ Qco h t X Z and κ ∗ (coh Z X ) ⊂ co h t X Z . No w, if F is a Z -torsion coheren t s h eaf on X then there is an in teger n suc h that F comes from Z n = Sp ec O X / J n = ( X Z , O X Z / J n ) under the closed inclusion i n : Z n → X, i.e. F = i n ∗ F ′ for some coheren t s h eaf F ′ ∈ coh Z n . Consider the cartesian diagram Z n i n − − − − → X Z y κ Z n i n − − − − → X W e hav e a sequence of isomorphisms κ ∗ κ ∗ F ∼ = κ ∗ κ ∗ i n ∗ F ′ ∼ = κ ∗ i n ∗ F ′ ∼ = i n ∗ F ′ ∼ = F . If no w F is a torsion sh eaf on X Z then again there is an intege r n suc h that F ∼ = i n ∗ F ′ and κ ∗ κ ∗ F ∼ = κ ∗ κ ∗ i n ∗ F ′ ∼ = κ ∗ i n ∗ F ′ ∼ = i n ∗ F ′ ∼ = F . T h us, we obtain that th e f u nctors κ ∗ and κ ∗ induce inv erse equiv alences b etw een the ab elian categ ories coh Z X and coh t X Z . It i s also can b e sho w n that the functor κ ∗ sends quasi-coheren t torsion sheaf to qu asi-coheren t Z -torsion shea v es, b ecause κ ∗ comm u tes with colimits (see [3], P r op. 5.1.1, 5.1.2). Thus, w e get the follo wing p rop osition. 7 Prop osition 2.8. ([3]) L et X b e a no etherian scheme and κ : X Z → X b e a formal c ompletion of X along a close d subsp ac e Z . Then the fu nc tors κ ∗ and κ ∗ induc e inverse e quivalenc es b etwe en the c ate gories coh Z X and coh t X Z , and b etwe en the c ate gories Qcoh Z X and Qcoh t X Z . Corollary 2.9. L et X and X ′ b e two schemes satisfying (ELF). Assume that the formal schemes X Z and X ′ Z ′ ar e isomorphic. Then the derive d c ate gories D b Z (coh X ) and D b Z ′ (coh X ′ ) ( r esp. D b Z (Qcoh X ) and D b Z ′ (Qcoh X ′ ) ) ar e e qui v alent. Pro of. By Lemma 2.1 there is an equiv alence D b Z (coh X ) ∼ = D b (coh Z X ) (resp. D b Z (Qcoh X ) ∼ = D b (Qcoh Z X ) b y and by Prop osition 2.8 w e ha ve coh Z X ∼ = coh t X Z (resp. Qcoh Z X ∼ = Qcoh t X Z ). Since X Z ∼ = X ′ Z ′ w e obtain that coh Z X ∼ = coh Z ′ X ′ (resp. Qcoh Z X ∼ = Qcoh Z ′ X ′ ). Therefore, the deriv ed categ ories are equiv alen t as w ell. ✷ Theorem 2.10. L et X and X ′ b e two schemes satisfying (ELF). Assume that the formal c om- pletions X and X ′ along si ng u larities ar e isomorphic. Then th e idemp otent c omp letions of the triangulate d c ate gories of singularities D Sg ( X ) and D Sg ( X ′ ) ar e e quivalent. Pro of. By C orollary 2.9 there is an equiv alence b et w een D b Sing( X ) (coh X ) and D b Sing( X ′ ) (coh X ′ ) . By L emm a 2.4 th e sub catego ries Perf ( X ) and Perf ( X ′ ) are also equiv alen t, b ecause they can b e defined in th e internal terms of the boun ded deriv ed cate gories of coheren t shea v es with supp ort on Z and Z ′ . Hence, there is an equ iv alence b et w een qu otien t categories D b Sing( X ) (coh X ) / Pe rf Sing ( X ) ( X ) ∼ − → D b Sing( X ′ ) (coh X ′ ) / Perf Sing ( X ′ ) ( X ′ ) , It indu ces an equiv alence b et w een their idemp oten t completions, whic h by Proposition 2.7 coincide with the idemp otent completions of the triangulated catego ries of singularities. ✷ 3. Local iza tion in Nisnevich topology and isomorphisms i nfinitel y near singularities Let X b e a no etherin sc heme and i : Z ֒ → X b e a closed su bsc heme. Consider the pair ( Z, X ) . Let f : X ′ → X b e a map of schemes. Definition 3.1. We say that f is an isomorph ism infinitely ne ar Z if it is flat over Z and the fib er pr o duct Z ′ = Z × X X ′ is isomorphic to Z . It ca n b e p ro v ed that this condition do es n ot dep end on a c hoice of a closed subscheme with the underline subs pace Supp Z ([17], L emma 2.6.2.2 ). In p articular, if it h olds for Z = Sp ec O X / J it also holds for infinitesimal thic k enings Z n := Sp ec O X / J n . Th us, we ma y sa y that f is an isomorphism in finitely near th e closed s u bspace Supp Z. This imp lies that an y morphism f : X ′ → X, which is an isomorphism infinitely near Z , induces an isomorph ism b et w een the formal completions f : X ′ Z ′ ∼ → X Z . Hence, by Corollary 2.9 w e obtain that the deriv ed categories D b Z (coh X ) and D b Z ′ (coh X ′ ) are equiv alen t for an y morphism f : X ′ → X that is an isomorphism infi nitely near Z (see [17], Th. 2.6.3). Imp ortant examples of such morphisms are Nisnevic h n eigh b orho o ds of Z in X. 8 Definition 3.2. A n X -scheme π : Y → X is c al le d a Nisnevich neighb orho o d of Z in X if the morphism π i s eta le and th e fib er pr o duct Z × X Y is isomorphic to Z. Prop osition 3.3. L et a scheme X satisfy (ELF) and let Z ⊂ X b e a c lose d subscheme. Then for any mor phism f : X ′ → X , that is an isomorphism infinitely ne ar of Z, the f u nctors f ∗ : D Z (Qcoh X ) → D Z (Qcoh X ′ ) and f ∗ : D b Z (coh X ) → D b Z (coh X ′ ) ar e e quivalenc es. Pro of. The morphism f : X ′ → X induces an isomorphism b etw een the formal completions f : X ′ Z ′ ∼ → X Z ([17], Lemma 2.6.2.2 ). Hence, b y Corollary 2.9 we obtain that the deriv ed categories D b Z (coh X ) and D b Z (coh X ′ ) (resp. D Z (Qcoh X ) an d D Z (Qcoh X ′ ) ) are equiv alen t. ✷ Prop osition 3.4. L et schem es X and X ′ satisfy (ELF) an d let f : X ′ → X b e a morph ism that is an isomorphism infinitely ne ar Z . Supp ose the c omplements X \ Z and X ′ \ Z ar e smo oth. Then the func tor ¯ f ∗ : D Sg ( X ) → D Sg ( X ′ ) is ful ly faithful and, mor e over, any obje ct B ∈ D Sg ( X ′ ) is a dir e ct summand of a som e obje ct of the for m ¯ f ∗ A. Pro of. By assu m ption Sing( X ) ∼ = Sing( X ′ ) ⊆ Z , hence, f is an isomorphism infinitely near Sing( X ) . By Pr op osition 3.3 and Lemma 2.4 we obtain an equiv alence D b Sing( X ) (coh X ) / Pe rf Sing ( X ) ( X ) ∼ − → D b Sing( X ′ ) (coh X ′ ) / Perf Sing ( X ′ ) ( X ′ ) . By Prop osition 2.7 their idemp oten t completions coincide w ith idemp oten t completions of trian- gulated categories o f s ingularities. Hence, the n atural fun ctor ¯ f ∗ is fully f aithful and a ny ob ject D Sg ( X ′ ) is a direct su m mand of an ob ject from D Sg ( X ) . ✷ Corollary 3.5. L et a scheme X satisfy (ELF) and the c omplement X \ Z i s smo oth. Then for any Ni snevich neighb orho o d π : Y → X o f Z the fu nctor ¯ π ∗ : D Sg ( X ) → D Sg ( Y ) is ful ly faithful and, mor e over, any obje ct B ∈ D Sg ( Y ) is a dir e ct summand of a some o bje ct o f the for m ¯ π ∗ A. Remark 3.6. Let ( A, p ) b e a pair consisting of a comm utativ e k -alg ebra of finite type A and a prime ideal p. Consider the henselization ( A h , p h ) of this pair. By defin ition, A h = lim − → B , p h = pA h , wh ere the limit is taking by the category of all Nisnevic h neighborh o o ds Sp ec B → Sp ec A of Spec A/p in Sp ec A. In particular, w e ha v e A/p ∼ → A h /p h . Let ˆ A b e the p -adic completion of A. By one of a pplication o f Artin Approxi mation (Theorem 3.10 , [1]) for an y finitely gener- ated ˆ A -mo dule ¯ M , whic h is locally free on Spe c ˆ A outside V ( ˆ p ) , there is an A h -mo dule M suc h that ˆ M ∼ = ¯ M . Assume n o w that Sp e c A is regular outside V ( p ) . This imp lies that the natural functor from D Sg ( Sp ec A h ) to D Sg ( Sp ec ˆ A ) is an equiv alence, b ecause an y ob ject of a triangulated ca tegory of singularities can b e represen ted by a coheren t sheaf whic h is lo cally free on the complemen t to the singularities. If moreo ver, K − 1 ( A h ) = 0 then the triangulated category D Sg ( Sp ec A h ) is idemp oten t complete (see n ext section), i.e. it coincides with D Sg ( Sp ec A ) . F or example, it is tru e when A is a normal lo cal ring of d imension tw o of essen tially fin ite t yp e [19]. 9 4. Thomas on th eorem an d gr ou ps K − 1 A full triangulated sub catego ry N of a triangulated c ategory T is called dense in T if eac h ob ject of T is a direct summand of an ob ject iso morphic to an ob ject in N . There is a not so w ell-kno wn bu t amazing theorem of R. Thomason whic h allo ws us to describ e all strictly full dense sub catego ries in a triangulated category . Theorem 4.1. (R. Th omason, [16]) L et T b e a n essential ly smal l triangulate d c ate gory. Then ther e is a on e-to-one c orr esp ond enc e b etwe en the strictly ful l dense triangulate d sub c ate gories N in T and the sub gr oups H of the Gr othendie ck gr oup K 0 ( T ) . T o N c orr esp onds the sub gr oup wh ich is the i mage of K 0 ( N ) in K 0 ( T ) . T o H c orr esp onds the ful l sub c ate gory N H whose obje cts a r e those N in T such that [ N ] ∈ H ⊂ K 0 ( T ) . Remark 4.2. Recall that a full triangulated su b category N of T is called stri ctly full if it con tains every ob ject of T that is isomorphic to an ob ject of N . Th us, to an y sc heme X we can attac h the triangulat ed category D Sg ( X ) and t wo subgroups in the Grothendiec k group K 0 ( D Sg ( X ) ) whic h are r elated to the natural dense sub catego ries D Sg ( X ) and D b Sing( X ) (coh X ) / Pe rf Sing ( X ) ( X ) and w hic h by Thomason’s theorem uniqu ely determine them. The sequence of triangulated categories (1) Perf ( X ) − → D b (coh X ) − → D Sg ( X ) is exact in De finition 1 .1 of [14], i.e. the first fun ctor is a f u ll em b eddin g and the quotien t o f th is map is dense su b category in the third categ ory . F ollo win g Amn on Neeman [11] this exact sequence can b e considered as an exact sequence of tri- angulated cate gories of compact ob jects coming f r om a lo calizing sequence of compactly generated triangulated cate gories. As w e know the categ ory of p er f ect complexes Perf ( X ) is the category of compact ob jects in D (Qcoh X ) . It is pr o v ed b y H. Kr ause [10] that the category D b (coh X ) can b e considered as the category of compact ob j ect in the homotop y category of injectiv e quasi-coheren t shea v es H (Inj X ) for a no etherian sc h eme X. On the other h and, the derived category D (Qcoh X ) is equiv alen t to the fu ll sub category H inj (Qcoh X ) ⊂ H (Inj X ) of h-injectiv e complexes, i.e. such complexes I that Hom H (Qcoh X ) ( A, I ) = 0 f or all acyclic complexes A from homotop y category H (Qcoh X ) (see [15]). Since X is no etherian the category H inj (Qcoh X ) closed with resp ect to formation of copro ducts and , furthermore, the inclusion fu nctor H inj (Qcoh X ) ֒ → H (Inj X ) r e- sp ects copro d ucts. Th is means that H inj (Qcoh X ) is lo calizing sub category of H (In j X ) and we ha v e a lo calizing s equ ence H inj (Qcoh X ) − → H (Inj X ) Q − → H (Inj X ) / H inj (Qcoh X ) . Moreo ver, the quotien t fu nctor Q has a righ t adjoint , which is called Bousfield lo calizing functor. It iden tifies the quotient ca tegory H (Inj X ) / H inj (Qcoh X ) with th e triangulated category of all acyclic complexes of injectiv e ob j ects Inj X ⊂ Qco h X . The latter cate gory is called stable deriv ed 10 catego ry and will b e denoted b y S (Qcoh X ) . By Theorem 2.1 of [11] the idemp oten t comple- tion D Sg ( X ) is equiv alen t to the cat egory of all compact ob jects in the stable deriv ed category S (Qcoh X ) (for more details see [10]). By Theorem 11.10 of [14 ] the sequence (1) in duces a long exact sequ ence for K-groups K 0 ( Perf ( X )) − → K 0 ( D b (coh X )) − → K 0 ( D Sg ( X ) ) − → K − 1 ( Perf ( X )) − → 0 . Here we used Theorem 9.1 f rom [14] assertin g that K − 1 for a sm all ab elian ca tegory is trivial . Therefore, w e obtain a short exact sequence 0 − → K 0 ( D Sg ( X )) − → K 0 ( D Sg ( X ) ) − → K − 1 ( Perf ( X )) − → 0 , whic h sho w s that K − 1 ( Perf ( X )) is a measure of the difference b et w een D Sg ( X ) and its idemp o- ten t completion D Sg ( X ) . By the same r eason, w e h a ve another short exact s equence 0 − → K 0 ( D b Sing( X ) (coh X ) / Perf Sing( X ) ( X )) − → K 0 ( D Sg ( X ) ) − → K − 1 ( Perf Sing( X ) ( X )) − → 0 . No w a long exact sequence for U = X \ Sin g( X ) K 0 ( Perf ( X )) → K 0 ( Perf ( U )) → K − 1 ( Perf Sing( X ) ( X )) → K − 1 ( Perf ( X )) → 0 , whic h follo ws from the Thomason’s Lo calization Theorem 7.4 [17], sho ws a difference b et w een K − 1 ( Perf Sing( X ) ( X )) and K − 1 ( Perf ( X )) . The negativ e K-groups (which is du e to Bass) are defi ned from the follo wing exact sequences 0 → K i ( Perf ( X )) → K i ( Perf ( X [ t ])) ⊕ K i ( Perf ( X [ t − 1 ])) → K i ( Perf ( X [ t, t − 1 ])) → → K i − 1 ( Perf ( X )) → 0 . In particular, th e group K − 1 ( Perf ( X )) is isomorp hic to the cok ernel of the canonical map K 0 ( Perf ( X [ t ])) ⊕ K 0 ( Perf ( X [ t − 1 ])) → K 0 ( Perf ( X [ t, t − 1 ])) . By T h eorem 2.10 w e kno w that for an y t wo sc hemes X and X ′ , the formal completi ons of whic h along singularities are isomorphic, we ha v e D Sg ( X ) ∼ = D Sg ( X ′ ) and D b Sing( X ) (coh X ) / Pe rf Sing ( X ) ( X ) ∼ = D b Sing( X ′ ) (coh X ′ ) / Perf Sing ( X ′ ) ( X ′ ) . On the other h and, in this case the triangulated categories of singu larities D Sg ( X ) and D Sg ( X ′ ) are not necessary equiv alent as we kno w. There is also another t yp e of r elations b et ween sc hemes which giv e equiv alences for triangulated catego ries of singularitie s but under whic h the quotien t categories D b Sing( X ) (coh X ) / Perf Sing( X ) ( X ) are not necessary equiv alent . It is describ ed in [13]. Let S b e a n o etherian regular sc heme. Let E b e a ve ctor b undle on S of r an k r and let s ∈ H 0 ( S, E ) b e a section. Denote b y X ⊂ S the zero su bsc heme of s. Assume that the section s is regular, i.e. the co d im en sion of the su bsc heme X in S coincides with the rank r. Consider the pro jectiv e bu ndles S ′ = P ( E ∨ ) and T = P ( E ∨ | X ) , where E ∨ is the dual bun dle. 11 The section s indu ces a sectio n s ′ ∈ H 0 ( S ′ , O E (1)) of the Grothendiec k line bundle O E (1) on S ′ . Denote by Y the divisor on S ′ defined b y the sec tion s ′ . The natural closed em b edding of T in to S ′ go es through Y . All sc hemes defined abov e can b e included in the follo wing comm u tativ e diagram. T p i / / Y π @ @ @ @ @ @ @ @ u / / S ′ q X j / / S Consider the comp osition fu nctor R i ∗ p ∗ : D b (coh X ) → D b (coh Y ) and d enote it b y Φ T . Theorem 4.3. ([13]) L et schemes X, Y , and T b e as ab ove. Then the functor Φ T : D b (coh( X )) − → D b (coh( Y )) define d by the form ula Φ T ( · ) = R i ∗ p ∗ ( · ) induc es a functo r Φ T : D Sg ( X ) − → D Sg ( Y ) , which is an e quivalenc e of triangulate d c ate gories. The functor Φ T = R i ∗ p ∗ has a right adjoint fun ctor wh ic h we denote by Φ T ∗ . It can b e represent ed as a comp osition R p ∗ i ♭ , where i ♭ is r ight adjoint to R i ∗ . F un ctor i ♭ has th e form L i ∗ ( · ) ⊗ ω T / Y [ − r + 1] , where ω T / Y ∼ = Λ r − 1 N T / Y is the relativ e d ualizing sh eaf. It is easy to see that a ll singularities o f Y are concen trated o v er the sin gu larities o f X, hence the functor Φ T ∗ = R p ∗ i ♭ sends the sub category D b Sing( Y ) (coh Y ) to the sub category D b Sing( X ) (coh X ) . Therefore, w e obtain the follo w ing corollary . Corollary 4.4. Th e functor Φ T ∗ , wh ich r e alizes an e quivalenc e b etwe en the triangulate d c ate gories of singularities of Y and X , gives also a f u nctor D b Sing( Y ) (coh Y ) / Perf Sing( Y ) ( Y ) − → D b Sing( X ) (coh X ) / Perf Sing ( X ) ( X ) , and this fu nctor is fu l ly faithful. Note that the functor Φ T ∗ : D b Sing( Y ) (coh Y ) / Perf Sing ( Y ) ( Y ) → D b Sing( X ) (coh X ) / Perf Sing( X ) ( X ) is n ot an equiv alence in general. A cknowledgments I am grateful to Denis Aur oux, Ludmil K atzark ov, Ant on Kapustin, J´ anos Koll´ ar, Amnon Nee- man, T on y P an tev, L eo Alonso T arr ´ ıo, and An a Jerem ´ ıas L´ op ez for v ery u seful discussions. And, finally , I wa n t to thank my Ph D adviser V asily A lexeevic h Isko vskikh who alw a ys sup p orted me d u ring all my mathematical life and wh o passed aw a y on January 4-th, 2009 . 12 Referen ces [1] Artin M., A lgebr aic appr oximation of s tructur es over c omplete lo c al rings , P ubl. Math. IHES, 36 (1969), 23-58. [2] Alonso T arr ´ ıo L., Jerem ´ ıas L´ opez A., and Lipman J., L o c al homolo gy and c ohomolo gy on sche mes , Ann. Sci. ´ Ecole Norm. Sup. (4) 30 (1997), no. 1, 1–39. [3] Alonso T arr ´ ıo L., Jerem ´ ıas L´ op ez A., and Lipman J., Duali ty and flat b ase change on formal schemes , Con- temp orary Math. 244 (1999), 3-90. Correction, Proc. Amer. Ma th. S oc., 131 (2003), 351-357. [4] Balmer P ., S chli ch ting M., Idemp otent c ompletion of triangulate d c ate gories , J. A lgebra 236 (2001), no. 2 , 819–834 . [5] Berthelot P ., Grothendieck A., Illusie L., T h´ eorie des i nterse ctions et th´ eor eme de R i emann-R o ch , Lect. N otes Math. 225 (1971). 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Algebra Section, S teklo v Ma thema tical Institute R AN, Gubkin str. 8, Mosco w 119991, R USSIA E-mail addr ess : orlov@mi.ra s.ru
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