Continuous trace C*-algebras, gauge groups and rationalization
Let \zeta be an n-dimensional complex matrix bundle over a compact metric space X and let A_\zeta denote the C*-algebra of sections of this bundle. We determine the rational homotopy type as an H-space of UA_\zeta, the group of unitaries of A_\zeta. …
Authors: John R. Klein, Claude L. Schochet, Samuel B. Smith
CONTINUOUS TRA CE C ∗ -ALGEBRAS, GA UGE GR OUPS AND RA TIONALIZA TION JOHN R. KLEIN, CLA UDE L. SCHOCHET, A N D SAMUEL B. SMITH Abstract. Let ζ b e an n -dimensional complex matrix bundle ov er a compact metric space X and let A ζ denote the C ∗ -algebra of s ections of this bundle. W e determine the rational homotop y t ype as an H - space of U A ζ , the group of unitaries of A ζ . The answer turns out to b e indep enden t of the bundle ζ and depends only upon n and the rational cohomology of X . W e prov e analogous results for the gauge group and the pro jectiv e gauge group of a principal bundle o ver a compact metric space X . Contents 1. Int ro duction 1 2. Conv en tions 5 3. Section spaces 7 4. Rationalization of top ologica l groups 9 5. Preliminary results: finite complexes 12 6. Limits and function spaces 16 7. Lo calization of function spaces revisited 19 8. Pro of of the main results 20 9. Appendix: on the free loop space 22 References 23 1. In tr oduction W e analyze the rational homoto py theor y of certain top olog ic al groups arising from bundles over a compact metr ic space X . Our res ults are motiv ated by the following situation. Let U n be the unitary gr oup of n × n matrices, and let P U n be the g roup given b y taking the quotient of U n with its ce nter. Let ζ : T → X b e a principal P U n -bundle ov er X , let P U n act on M n = M n ( C ) by conjugation and let T × P U n M n → X be the a sso ciated n -dimensional complex matr ix bundle. Define A ζ to b e the s et of contin uous s ections of the la tter. Thes e sections hav e natural p oint wise addition, m ultiplication, and ∗ -op er ations and give A ζ the s tr ucture o f a unital C ∗ -algebra . The algebra A ζ is called an n - homo g ene ous C ∗ -algebr a and is the most general 2000 Mathematics Subje ct Classific ation. 46J 05, 46L85, 55P62, 54C35, 55P15, 55P45. Key wor ds and phr a ses. cont inuous trace C ∗ -algebra, section space, gauge group, pro jective gauge group, rational H -space, top ological group, lo calization. The first author is partially supp orted b y the National Science F oundation. 1 2 KLEIN, SCHOCHET, AND S M ITH unital c ontinuous tr ac e C ∗ -algebra as studied, for instance, in the bo ok of Raebur n and Williams [1 6]. Let U A ζ denote the top olo g ical g roup of unitaries of A ζ . Our first main result describ es the rational homotopy t yp e of U A ζ . Recall that, from the po int of view of homotopy theory , the simplest g r oups a r e the Eilenberg-Ma c Lane spaces K ( π , n ) with m ultiplication given by K ( π, n ) × K ( π, n ) ≃ K ( π × π, n ) K ( multipl y) − − − − − − − − → K ( π, n ) . Here π is a n ab elian gro up and the space K ( π , n ) satisfies π i ( K ( π , n )) = π for i = n and π i ( K ( π , n )) = 0 for i 6 = n. Only some o f the constructions of a K ( π , n ) y ie ld a bo na fide topolog ical group, but all yield an H -space; that is, a spa ce with co nt in- uous binary o per ation and tw o s ide d unit. How ever, this discr epancy is not har d to rec tify: up to ho motopy all of these H -space struc tur es on E ilenberg-Ma c L ane spaces lift to topo logical gro up structures in the sense that there is a top olog ical group G a nd a homo to py equiv alence to the g iven K ( π , n ) which preserves the m ultiplication up to homotopy . In fact, the H -spa ce structur e o n a g iven Eilenberg -Mac Lane space is unique up to m ultiplicative equiv alence and is homotopy c ommutative . A pro duct Q j ≥ 1 K ( π j , j ) of Eilen b erg- Ma c Lane spaces also has a preferre d H -space structure given b y the pro duct of the structures on the factors. This structure, which w e refer to as the standar d multiplic ation, is also homotopy comm utative. How e ver, in this case this structure may not b e unique (See [4]). Given a simply co nnected CW space X , Sulliv an c onstructed a rationaliza tio n map X → X Q which has the pro p erty that the as so ciated homomorphism on the higher homotopy groups is given b y tensor ing with the rationa l num b ers ([21]; rationaliza tion is a sp e c ial case o f a mor e ge ner al co nstruction, lo ca lization, that can b e made for an y set of primes). Later, this theory was e x tended to include nilpo tent s paces, i.e., spaces with non-tr ivial nilp otent fundamental group π having the prop er ty that the higher homotopy g roups ar e nilpo tent mo dules over π ([9], [2]). It is well-known that top ologica l groups are nilpotent spa c es, so one ca n consider the r ationalizatio n map G → G Q for connected top ologica l gro ups G (whose un- derlying space is a CW complex). Since lo ca lization co mmut es with finite pr o ducts up to homoto py , it follows that G Q has the structure of a n H -spa ce, and further- more, the ratio na lization map is a n H -map, i.e., it preser ves multip lications up to homotopy . This motiv a tes the following: let us ca ll t wo H -spaces X and Y r atio- nal ly H -e quivalent if there is a homo to py equiv a lence X Q → Y Q which is a map of H -spaces. T o state our ca lculation of the ratio na l homotopy groups of U A ζ , we int ro duce some notation. Given Z -graded vector s pa ces V and W , we grade the tensor pr o duct V ⊗ W by declaring that v ⊗ w has degree | v | + | w | . Here | v | deno tes the degre e of the element v ∈ V . Let V e ⊗ W be the e ffect of consider ing only tensors with non-negative gr ading. Given elements x 1 , . . . , x n each of homoge neous degree , write Q ( x 1 , . . . , x n ) for the gra ded vector space with basis x 1 , . . . , x n . Given a to po logical gro up G , wr ite G ◦ for the path comp onent of the iden tity in G . Let ˇ H ∗ ( X ; Q ) denote the ˇ Cech cohomolog y o f a space X with r ational co efficients gr ade d nonp ositively s o that x ∈ ˇ H n ( X ; Q ) has degr ee − n . CONTINUOUS TRACE C ∗ -ALGEBRAS AND GA UGE GR OUPS 3 Theorem A. L et ζ b e a pri ncip al P U n bund le over a c omp act metric sp ac e X . L et A ζ b e the asso ciate d C ∗ -algebr a, and let U A ζ b e its gr oup of u n itaries. Then the r ationalization of ( U A ζ ) ◦ is r ational ly H -e quivalent to a pr o duct of r ational Eilenb er g-Mac L ane sp ac es with the standar d multiplic ation, with de gr e es and di- mensions c orr esp onding to an isomorphism of gr ade d ve ctor sp ac es π ∗ (( U A ζ ) ◦ ) ⊗ Q ∼ = ˇ H ∗ ( X ; Q ) e ⊗ Q ( s 1 , . . . , s n ) , wher e the b asis element s i has de gr e e 2 i − 1 . Theorem A is a sp ecial cas e of mor e genera l calculations of the r ational homo topy theory of gauge gro ups whic h we now des crib e. W rite F ( X, Y ) for the (function) space of all co ntin uous maps from X to Y . When G is a top olog ical g roup, the space F ( X, G ) is o ne also with mult iplication of functions taken p oint wise. In this case, the iden tit y comp onent F ( X , G ) ◦ is the space of fr e ely nullhomotopic ma ps. Theorem B. L et X b e a c omp act metric sp ac e and let G b e a c onne cte d top olo gic al gr oup having the homotopy typ e of a finite CW c omplex. Then π ∗ ( F ( X, G ) ◦ ) ⊗ Q ∼ = ˇ H ∗ ( X ; Q ) e ⊗ ( π ∗ ( G ) ⊗ Q ) . F ur t hermor e, F ( X , G ) ◦ is ra tional ly H -e quivalent to a pr o duct of Eilenb er g-Mac L ane sp ac es with the standar d multiplic ation, with de gr e es and dimensions c orr esp onding to the display e d isomorphism. When X is a finite complex, Theorem B is a co nsequence of results of Thom [22] a nd a basic lo calization result for c o mp o nents of F ( X, Y ) due to Hilton, Mislin and Roitb erg [9]. The r e s ult for X finite in this case is descr ib ed in [12, § 4]. Our adv ance here is the extension of this result to the case when X is compact metric. W e deduce Theorem B from an extension o f the Hilton-Mislin-Ro itber g r esult to the case X compact metric (Theorem 7.1). Addendum C. In The or em B, the c alculation of r ational homotopy gr oups holds for any c onn e cte d, gr oup-like H- sp ac e G . F ur t hermor e, if G is r ational ly homotopy c ommutative, then F ( X , G ) is r ational ly H -e quivalent to a pr o duct of Eilenb er g- Mac L ane sp ac es with the standar d multiplic ation. The main results o f this paper concern extending Theorem B to spac e s of s ections of certain bundles. Let G be a top ologica l g roup and let ζ : T → X be a principa l G -bundle. F ollowing [1, § 2], we form the a sso ciated adjoi nt bund le Ad( ζ ) : T × G G ad → X where G ac ts on G ad = G by conjuga tion. The gauge gr ou p G ( ζ ) of ζ is the space of sections of Ad( ζ ), with group structure defined by p oint wise m ultiplicatio n of sections. Alternatively , G ( ζ ) is the gr oup of G -eq uiv ariant bundle automorphis ms of ζ that cover the identit y ma p of X . Theorem D. L et G b e a c onne cte d top olo gic al gr oup having the homotopy typ e of a finite CW c omplex. L et ζ b e a princip al G -bund le over a c omp act metr ic sp ac e X . Then ther e is a r ational H -e quivalenc e G ( ζ ) ◦ ≃ Q F ( X, G ) ◦ . 4 KLEIN, SCHOCHET, AND S M ITH Conse quently, G ( ζ ) ◦ is r ational ly homotopy c ommutative with r ational homotopy gr oups given by the isomorphism app e aring in The or em B . Again, when X is a finite CW complex this result admits a direct proo f. In this case, a result of Go ttlieb gives a multiplicativ e equiv alence G ( ζ ) ≃ Ω h ζ F ( X, B G ) , where the right side denotes the lo op spa c e of F ( X, B G ) based at h ζ : X → B G , the classifying ma p for ζ (see Coro llary 9.2, [8, th. 1] a nd [1, pro p. 2.4]). The equiv alence G ( ζ ) ≃ Q F ( X, G ) then follows from the Hilton-Mislin-Roitb erg lo cal- ization result for function spaces mentioned above and basic rational homotopy theory . (See Theorem 5.6 b elow.) The res ult in this case was recently , indep en- dent ly obtained by F´ elix and O pr ea at the level of rationa l homotopy groups [7, th. 3.1]. Another related result here is due to Cr abb and Sutherla nd, who prove the fibrewise rationalization of the bundle Ad( ζ G ) is fibre homotopically tr ivial, where ζ G is the universal G -bundle [3, pr op. 2.2]. The follo wing shows that the homotopy finiteness assumption on G in Theorem D can sometimes be disp ensed with. Addendum E. Assume G is a top olo gic al gr oup such that B G has the r ational homotopy typ e of a gr oup-like H -sp ac e. Then the c onclusion of The or em D holds for such G . F or example, if G is a connected topolog ical gr oup satisfying rational Bott p eri- o dicity , then B G has the rationa l homotop y t yp e of a group-like H -space. Let P G = G/ Z ( G ) denote the pro jectivization of G ; i.e., the quotien t of G by its center. As the center acts trivially on G ad , one obtains an actio n o f P G on G ad . Given a principal P G -bundle ζ : T → X , form the asso ciated pr oje ctive adjoi nt bundle Pad( ζ ) : T × P G G ad → X . Define P ( ζ ) to b e the to po logical gro up o f sections of the bundle Pad( ζ ) with po int wise multiplication again induced by G ad . W e ca ll P ( ζ ) the pr oje ct ive gauge gr oup of ζ . In Example 3.7 below, we observe that U A ζ ∼ = P ( ζ ) corresp onds to the pro jective adjoint bundle of a principal P U n -bundle. Theorem A is thus a sp ecia l case of the follo wing result. Theorem F. L et G b e a c omp act c onne cte d Lie gr oup. L et ζ b e a princip al P G - bund le over a c omp act met ric sp ac e X . Then t her e is a r ational H - e quivalenc e P ( ζ ) ◦ ≃ Q F ( X, G ) ◦ . Thus P ( ζ ) ◦ is r ational ly ho motopy c ommutative with r ational homotopy gr oups again given by t he isomorphism app e aring in The or em B. Remark 1.1. Suppose that C is a separable C ∗ -algebra . Then its unitary gr oup U C (with the usual mo dification for non-unital C ) has the homotopy type of a countable CW complex. Thus so to o do es U ∞ C = lim − → U n C , a nd the latter is an infinite lo op space, by the Bott Perio dicity Theo rem of R. W o o d [24]. Th us U ∞ C CONTINUOUS TRACE C ∗ -ALGEBRAS AND GA UGE GR OUPS 5 satisfies the c onditions on G in Addenda C and E. The same is true for U C itself if C is stable. So our results also apply to C ∗ -algebra s constr ucted simila rly to A ζ but where the initial fibre M n ( C ) is replaced by an appropriate C ∗ -algebra C . W e develop these ideas in a subsequent pap er. The pap er is or g anized a s follows. In Section 2, we establish our basic conv en- tions for spaces, groups a nd bundles. In Section 3, we prove v a rious foundational prop erties of section spaces. In Section 4, we discuss the rationa lization of topo - logical gr oups and the obs truction to homoto py commutativit y . In Sectio n 5, we prov e preliminary versions of the main theorems for X a finite CW complex, a s men tioned ab ov e. By a r esult of Eilenber g and Steenr o d [6], a compact metric s pace X may b e expressed as the inverse limit lim ← − j X j of finite CW complexes. In Section 6 , we use this result and the cla s sical works of Dowker [5] and Spanier [1 9] to identify the homotopy gr oups of the function space F ( X, Y ) in terms of the ho mo topy gro ups of the approximating function spaces F ( X j , Y ). This result is subsequen tly extended to section spaces. As a consequence, in Section 7, we extend the basic lo calization result of Hilton-Mislin-Roitb erg [9, th. I I.3.11 ] for function spaces from the ca s e X finite CW to the case X compact, metric provided the function spa ce compo nent is a nilp otent spac e (Theorem 7.1). In Section 8 we deduce Theor ems A- F by combining the finite complex case with the results of Section 6. Ac knowledgmen ts. W e thank Daniel Isaksen, Gr e gory Lupton, and J. Peter May for many helpful discussions. W e ar e e s pe c ially grateful to N. Christopher Phillips for vita l a ssistance given to us. This pap er is based in many ways upon our joint work [12]. 2. Conventions This pap er brings together results from classical alg ebraic top ology , which is most at home in the c a tegory of CW complexes , a nd functional analysis, which is most at home in the category of compa ct metric spaces. Man y o f o ur technical results deal with extending clas sical alg ebraic top olo gy res ults fro m finite co mplexes to compact metric spaces via limit arguments. W e work in the catego ry of co mpa ctly gener ated Hausdo rff spaces. Whenever basep oints ar e required w e assume that they are non-dege ner ate; that is, we ass ume that the inclusio n of the basep oint into the spac e is a cofibr ation. If the space is a to po logical group then we tak e the identit y of the gr oup to be the basepo int . F ollowing the discussion in [23, pp. 20-21 ], we g ive the function spa ce F ( X , Y ) the top ology obtained b y first taking the compact-op en to po logy and then replacing this with the induced compactly g enerated topolo gy . In particular, b eca use w e are retop olog iz ing pro ducts, by a top olo gic al gr oup w e mean a top ologica l g roup o b ject in the category of compactly generated Hausdorff spaces. Suppo se A ⊂ X is a subspa ce. Fixing a map g : A → Y , we let F ( X, Y ; g ) denote the subspace of those maps f : X → Y such that f coincides with g on A . In particular, when A is a p oint, X and Y obtain the structure of based spaces and F ( X, Y ; g ) in this ca s e is just the spac e o f ba sed maps. If f ∈ F ( X , Y ; g ) is a choice of basepo int , we let F ( X , Y ; g ) ( f ) denote the path compo nent of f . 6 KLEIN, SCHOCHET, AND S M ITH An inclusion A ⊂ X of spaces is a c ofibr ation if it satisfies the ho motopy extensio n prop erty . A Hur ewicz fibr ation is a map p : E → B satisfying the homotopy lifting problem for all (compac tly gene r ated) spaces. A map of fibr ations E → E ′ ov e r B is a ma p of spaces which commut es with pro jection to B . One says that p is fi br e homotopy trivial if ther e is a spac e F and a map q : E → F such that ( p, q ) : E → B × F is a homotopy equiv alence. Given a map f : Y → B we wr ite f ∗ ( p ) : Y × B E → Y fo r the pullbac k fibration (i.e., the fibre pro duct). An H -sp ac e structu r e on a ba sed space X is a map m : X × X → X whose restriction to X × ∗ and ∗ × X is homo topic to the identit y as based maps, where ∗ ∈ X is the bas ep o int. If an H -spa ce structure on X is understo o d, we call X an H -sp ac e. O ne s ays that X is homotopy asso ciative if the ma ps m ◦ ( m × id) and m ◦ (id × m ) are homotopic. A homotopy inverse for X is a map ι : X → X such that the compos ites m ◦ ( ι × id) and m ◦ (id × ι ) are ho motopic to the identit y . If X comes equipp ed with a homotopy asso ciative mu ltiplication and a homotopy inv er s e, then X is said to be gr oup-like. If X is g roup-like then the set of path comp onents π 0 ( X ) acquires a g roup structure. Nilp oten t Spaces. If ( X, ∗ ) is a based space then its higher homoto py groups π n ( X ; ∗ ) co me equipp ed with an actio n of the fundamen tal group π = π 1 ( X, ∗ ). If X is also a connected CW complex, then w e say that X is n ilp otent if π is a nilpo tent group a nd also the action of π on the higher homotopy gro ups is nilpotent. The latter co ndition is equiv alent to the statement that each π n ( X ; ∗ ) p oss esses a finite filtration o f π -mo dules M n ( i ) ⊂ M n ( i + 1) ⊂ · · · such that the action on the ass o ciated gra ded M n ( i + 1) / M n ( i ) is trivial. More gener ally , if X is any based connected space, then we will call X nilp otent if X ha s the homoto py type of a nilpo ten t CW complex. T opo logical gr oups having the homotopy type of a connected CW complex are nilpotent, since the action of π 1 in this case is trivial. Rationalization. A finitely ge ne r ated nilp o tent gro up K admits a rationalization, which is a natural homomorphism K − → K Q ([9, § 2]). The group K Q has the prop erty that the self map x 7→ x n is a bijection for all integers n ≥ 1 (i.e., K Q is uniquely div isible). F urthermor e, K Q is the smallest gro up ha ving this pr op erty in the sense that any homomor phism from K to a group with this prop erty uniquely factors through K Q . When K is ab elian, there is a natural iso morphism K Q ∼ = K ⊗ Q . A co nnected based nilp otent spa ce X admits a r ationalization. This is a nilp o- ten t space X Q with rationa l homotop y (and homolog y) groups, tog ether with a natural map X → X Q and a natural map ℓ X : X → X Q inducing ratio nalization on homotopy groups [9, thms. 3A, 3B]. Again, there is a universal prop erty: if Y is a rationa l space (i.e., a nilp otent space whose homotopy groups a re rational), and f : X → Y is a map, then one has a commut ative diagram X / / f X Q f Q Y ≃ / / Y Q , where the b ottom map is a homoto py equiv alence since Y is rational. Consequently , f factors uniquely up to homotopy thr ough X Q , and in particula r the r ationaliza tion of X is uniquely determined up to homotopy equiv alence . More genera lly , we call a CONTINUOUS TRACE C ∗ -ALGEBRAS AND GA UGE GR OUPS 7 map f : X → Y a r ationalizatio n if Y is rational a nd the induced map f Q : X Q → Y Q is a homo topy equiv alence. This is equiv alent to demanding f ∗ : [ Y , Z ] → [ X , Z ] be an isomorphism of sets for a ll rational nilpo tent spa c es Z . 3. Section sp aces Suppo se one is given a lifting problem, i.e., a diagra m o f spaces A g / / ∩ E p X f / / > > B such that A ⊂ X is a cofibration and E → B is a fibr ation. Let us denote this lifting problem b y D . Let Γ( D ) be the space of so lutions to the lifting problem, i.e., the space o f maps X → E making the diagr am commute. When f is the iden tity map a nd A is tr ivial, then one obtains the space of sections of p (it will b e denoted by Γ( p ) in this ins tance). Prop ositi o n 3.1. L et D b e t he lifting pr oblem ab ove. Then one has a fibr ation F ( X , E ; g ) p ∗ − − − − → F ( X , B ; p ◦ g ) whose fibr e at f is given by Γ( D ) . Pr o of. Here p ∗ is given by mapping a function a : X → E to p ◦ a : X → B . The map p ∗ is a fibration b y the exponential la w. The fibre o ver f is clearly Γ( D ). CW structure. Prop ositi o n 3.2. With r esp e ct to the dia gr am D ab ove, assume that X is a c omp act metric sp ac e and su pp ose E and B have the homotopy typ e of CW c omplexes. Then the se ction sp ac e Γ( D ) has the homotopy typ e of a CW c omplex. Pr o of. Restr iction f 7→ f | A defines a fibration F ( X , E ) → F ( A, E ) in which bo th the domain and co domain have the homotopy type of a CW complex (b y [14, th. 1]). Apply [18, prop. 3] (or [10, lem. 2.4]) to de duce that the fibre F ( X , E ; g ) of this fibration has the homotopy type of a CW complex. Rep eating this argument with the fibration of Pro po sition 3.1 completes the pr o of. Corollary 3. 3 . L et X b e a c omp act metric sp ac e and G a top olo gic al gr oup havi ng the homotopy typ e of a CW c omplex. Le t ζ b e a princip al G -bund le (r esp e ctively, princip al P G -bund le) over X . Then G ( ζ ) ( r esp e ctively, P ( ζ ) ) has the homotop y typ e of a CW c omplex. Pr o of. W e only prov e the case of the a djoint bundle as the other case is pro ved similarly . The fibr e bundle ζ is clas s ified by a map f : X → B G by pulling back 8 KLEIN, SCHOCHET, AND S M ITH the univ ersal principal G -bundle E G → B G along f . The s pace of so lutions of the lifting problem E G × G G ad X f / / 9 9 B G coincides with the sectio n space Γ(Ad( ζ )). F urthermore E G × G G ad and B G hav e the ho motopy t yp e of CW complexes beca use G do es. The pr o of is completed by applying Prop ositio n 3 .2. Example 3.4 . Supp ose that A is a (s e pa rable) unital Banach algebra. Then the group of in vertibles GL ( A ) has the ho mo topy t yp e of a (coun table) CW complex. If A is a (sepa rable) unital C ∗ -algebra then the gro up of unitar ies U A has the homotopy type of a (countable) CW complex . Here is a pro of. As U A is a deforma tion retractio n of GL ( A ), they bo th hav e the same homotopy type. The gro up GL ( A ) is an open subset of a Banach spa ce, and any s uch open set has the homo to py type of a CW complex (cf. [11, co r. IV.5.5]). If A is separable then the op en cov ering in volv ed in the proo f of [11, prop. IV.5.4 ] ma y be taken to b e co un table and then an o bvious mo dification of [11, IV.5.5] implies that the CW complex constructed is coun table. Nilp otence. Prop ositi o n 3.5. With r esp e ct to the hyp otheses of Pr op osition 3.2, assume addi- tional ly that X ha s the homotopy typ e of a CW c omplex and that E is a c onne cte d nilp otent sp ac e. Then e ach c omp onent of Γ( D ) is nilp otent. Pr o of. Co nsider the comm utative diagr am F ( X , E ; g ) / / F ( X , B ; p ◦ g ) F ( X , E ) / / F ( X , B ) F ( A, E ) / / F ( A, B ) where the horizontal maps ar e all fibr a tions. By [9, th. 2.5], each comp one nt of F ( X , E ) is nilpotent. It follows that ea ch comp onent of F ( X, E ; g ) is nilpo tent b y [9, th. 2.2] applied to the left co lumn o f the diagram. After res tricting the fibration on the top line to connected compo nent s, it follows again by [9, th. 2.2] that each comp onent of Γ( D ) is nilpo tent , s inc e the latter is a fibre by P rop osition 3.1. Fibrewise Groups. Definition 3.6. A fibration p : E → B is s aid to b e a fibr ewise gr oup if it comes equipp e d with a map m : E × B E → E , a map i : E → E and a sectio n e : B → E , all compatible with pro jection to B , such that • m is ass o ciative, • e is a tw o sided unit for m , • i is a n in verse for m and e CONTINUOUS TRACE C ∗ -ALGEBRAS AND GA UGE GR OUPS 9 (In other w ords, ( p, m, e ) defines a group ob ject in the category of spaces o ver B .) If ( p, m, e ) is a fibrewise group, then the space o f sections Γ ( p ) comes equipp ed with the structure of a top ologica l group with m ultiplication defined by po int wise m ultiplication of sections. Here is a recip e for pro ducing fibrewise groups . Suppos e ζ : T → X is a pr incipal G -bundle a nd F is a top olog ical gro up s uch that G a cts on F throug h homomo r - phisms (this mea ns that one ha s a homomor phism G → aut( F ), w her e aut( F ) is the to p o logical group consisting of top ologica l group automorphisms of F ). Then the asso ciated fibre bundle T × G F → X is easily observed to be a fibrewise group. An impo r tant sp ecial ca se o ccur s w he n F is G ad . W e infer that Ad( ζ ) is a fibrewise gro up and s o the ga uge group G ( ζ ) has the structure of a topo logical group. Similar ly , when F is G ad and w e let P G a ct by conjuga tion, w e infer that P ( ζ ) has the structure of a topo logical group. Example 3.7. Retur ning to the C ∗ -algebra setting, we no w show that the group U A ζ in the In tro duction corr esp onds to a pro jective gauge group. Let X b e a compact space and let ζ : T → X be a pr incipal P U n -bundle ov er X with asso ciated C ∗ -algebra A ζ . The n there is an natural isomorphism of topolo gical groups U A ζ ∼ = P ( ζ ) . The pro of is as follows: passing from M n to the subspace U n of unitaries in each fibre of ζ yields a bundle U ζ : T × P U n U n → X . The sections of this bundle ar e exactly U A ζ but it is immedia te tha t the bundle itself is the bundle P ad( ζ ). Remark 3.8. Note that if f : Y → X is co nt inuous then f induces a map of unital C ⋆ -algebra s f ∗ : A ζ → A f ∗ ζ and this restricts to a homomorphism of unitary groups U ( A ζ ) − → U ( A f ∗ ( ζ ) ). The naturality in the result ab ov e is with resp ect to these maps. 4. Ra tionaliza tion of topological groups Now s uppo se that G is a top o logical gro up ha ving the homoto py t yp e of a CW complex. As r ationalizatio n co mmutes with pr o ducts only up to homotopy , the rationaliza tion of the pro duct structure gives a ma p G Q × G Q → G Q which may fa il to b e a gro up structure. It is, how ever, a group-like H -space. The map G → G Q is a homo morphism of H -spaces in the sense that the diag ram G × G / / G G Q × G Q / / G Q 10 KLEIN, SCHOCHET, AND S M ITH commutes up to homotopy (and the homomorphism is co mpatible with ho motopy asso ciativity). Homotopy commutativit y and rationalization. Definition 4.1. A gro up-like H -space X is homotop y c ommutative if the co mm u- tator map [ , ] : X × X → X is n ull homotopic. It is said to b e r ational ly homotop y c ommutative if its rationaliza tion X Q is homotopy commutativ e. The comm utator map induces an op er ation on homotopy gr oups ca lled the Samelson pr o duct . After tensoring with the rationals, o ne obtains a graded Lie algebra structure ([23, chap. X.5]). Definition 4. 2. A homomorphism X → Y of connected H -spaces of CW type is said to be r ational H -e quivalenc e if its rationaliza tion X Q → Y Q is a homotopy equiv alence. Prop ositi o n 4.3 ( Sc hee rer [17, cor. 1]) . L et X and Y b e c onne cte d gr oup-like H -sp ac es having the homotopy typ e of a CW c omplex. Then t her e is a r ational H -e quivalenc e X Q ≃ Y Q if and only if ther e is an isomorphism of S amelson Lie algebr as ( π ∗ ( X ) ⊗ Q , [ , ]) ∼ = ( π ∗ ( Y ) ⊗ Q , [ , ]) . W e observe that the ra tionalization of suc h a space X has the ho mo topy type of a generalized Eilenberg Mac La ne space : (1) X Q ≃ Y j ≥ 1 K ( π j ( X ) ⊗ Q , j ) . How ever, a s p ointed out in the intro duction, the multiplication on X Q need not corres p o nd to the standard multiplication. W e may detect when this ident ification is m ultiplicative in several w ays. Prop ositi o n 4 . 4 ( cf. [1 2, th. 4.25]) . L et X b e a homotop y asso ciative H -sp ac e having the homotopy typ e of a c onne cte d CW c omplex. Then the fol lowing ar e e quivalent: (a) Ther e is a homotopy e qu ivalenc e X Q ∼ → ( Y j ≥ 1 K ( π j ( X ) ⊗ Q , j ) which is also an H -map, wher e t he tar get has the standar d multiplic ation. (b) The c ommu tator m ap X Q × X Q → X Q is nu l l homotopi c. (c) The Samelson Lie algebr a ( π ∗ ( X ) ⊗ Q , [ , ]) is ab elian; i.e., [ , ] = 0 . Corollary 4.5. Su pp ose G is a c onn e cte d top olo gic al gr oup such that B G has the r ational homotopy typ e of a lo op sp ac e, i.e. ther e is a b ase d sp ac e Y and a r ational homotopy e quivalenc e B G ≃ Q Ω Y . Then G Q is a homotopy c ommut ative H - sp ac e and is homotopy e quivalent to a pr o duct of Eilenb er g-Mac L ane sp ac es with standar d multiplic ation. CONTINUOUS TRACE C ∗ -ALGEBRAS AND GA UGE GR OUPS 11 Example 4.6. A top olog ical group G is said to satisfy r ational Bott p erio dicity if there is rational homotopy equiv alenc e B G ≃ Q Ω j G for some j > 0. An y s uch G satisfies Cor ollary 4.5, and is consequently r ationally homo topy comm utative. In particular, the infinite unitary group U ∞ is ra tionally homotopy commutativ e (cf. Remark 1.1). Example 4.7. Supp os e that the top ologica l group G is a direct limit lim − → n G n , where each G n is ra tionally ho motopy commutativ e. Then G is ratio nally ho- motopy co mm utative. This g ives a second pro of that U ∞ is ra tionally homotopy commutativ e (cf. Remark 1.1). W e now discuss the v ar ious hypothes es on the group G in our main res ults. Recall from Theore m D w e require tha t G b e a topo logical group o f the homotopy t yp e of a finite complex. W e first observe that this clas s includes the co nnected Lie groups. Lemma 4. 8 . Every c onne cte d Lie gr oup G has the homotopy typ e of a finite CW c omplex. Pr o of. By [23, th. A.1.2], G has a max ima l co mpa ct subgroup K , unique up to conjugacy , such that the inclusion K ⊂ G is a homotopy e quiv alence. Then K , being a compact Lie gro up, has the homotop y t y pe of a finite CW complex. W e will make us e of the follo wing results whose pro ofs are classical. Prop ositi o n 4.9. Su pp ose t hat G is a c onne cte d, top olo gic al gr oup having the homotopy typ e of a finite CW c omplex. Then the fol lowing ar e true: (a) The c ommut ator map G Q × G Q → G Q is nu l l homotopic. (b) π 2 ( G ) is a finite gr oup. (c) The classi fying sp ac e B G has the r ational homotopy typ e of a gener alize d Eilenb er g-Mac L ane sp ac e and in p articular is ra tional ly homotopy e quiva- lent to a lo op sp ac e. Pr o of. The basic res ults o f Milnor a nd Mo o re [15] o n the str ucture of Hopf algebra s of c haracter istic zer o imply H ∗ ( G ; Q ) is a n exterior a lgebra on a finite n umber of o dd degree g e nerators . It follows that H ∗ ( B G ; Q ) is a p o lynomial algebra on a finite n umber of generator s of even degree. Represen t e ach generator b y a map x i : B G → K ( Q , n i ). Then the pro duct ma p f = Q x i : B G → Q i K ( Q , n i ) g ives an isomorphis m on rational homotopy g roups. This prov es (c). Applying the lo op space functor to the map f g ives (a) b y Prop osition 4.4. T o compute π 2 we may pass to universal cov er s and hence assume that the groups are simply connec ted. Then H ∗ ( G ; Q ) = 0 in degrees 1 and 2. This im- plies that H 2 ( G ; Z ) is a finite group. The Hurewicz map π 2 ( G ) → H 2 ( G ; Z ) is an isomorphism, so π 2 ( G ) is a finite group. Corollary 4. 1 0. If G is a c onne cte d top olo gic al gr oup having the homotopy typ e of a finite CW c omplex, then G Q is a homotopy c ommutative H - sp ac e. In p articular, G Q is homotopy e quivalent as an H -sp ac e t o a pr o duct of Eilenb er g-Mac L ane sp ac es with standar d mu ltiplic ation. Finally , in Theore m F we res trict to the class o f co mpact Lie g roups G . This restriction is chosen to g ov ern the r a tional ho motopy theory of P G as we explain now. First we ha ve the following genera l fact. 12 KLEIN, SCHOCHET, AND S M ITH Lemma 4.11. L et G b e a c onne cte d Lie gr oup. Then (a) P G is a c onne cte d Lie gr oup; (b) t he inclusion Z ( G ) → G induc es a monomorphism π 1 ( Z ( G )) ⊗ Q → π 1 ( G ) ⊗ Q . Pr o of. P G is a Lie group and it is connected since it is a quotient space of G . By Prop ositio n 4 .9, π 2 ( P G ) is a finite group which implies the sec ond statemen t. The pr eceding re s ults imply in particular that G and P G × Z ( G ) ha ve the s ame homotopy type after ra tionalization. Note, how ever, that ther e is no obvious map in either dir ection. W e need to sharp en this identification for o ur pro of of Theor e m F. The following classica l fact due to E . Car ta n explains o ur restric tio n there to compact Lie groups. Prop ositi o n 4.1 2. L et G b e a c omp act, c onne cte d Lie gr oup. Then ther e is a c omp act, c onne cte d Lie gr oup G 0 such t hat the fol lowing hold. (a) Ther e is a homomorphism q : G 0 → G which is a r ational homotopy e quiv- alenc e. (b) Ther e is a s plitting G 0 ∼ = P ( G 0 ) × Z ( G 0 ) (c) The map q c arries Z ( G 0 ) t o Z ( G ) and induc es an isomorphism P ( G 0 ) ∼ = P G. Pr o of. By [23, th. A.1.1], G has a finitely-sheeted cov ering group q : G 0 → G with G 0 = T ℓ × G ′ , wher e G ′ is a simply co nnected compact Lie gro up with trivial center and T ℓ is the pro duct o f ℓ -copies of S 1 . The results follow directly . 5. P reliminar y r esul ts: finite complexes In this section, we prove Theor ems B, D and F when X is a finite CW complex. F or Theorem B, the result is a dire ct consequence o f classical work of Thom and a lo calization theorem for function s paces due to Hilton, Mislin and Roitb e rg. The pro of of Theorem D makes use of Gottlieb’s iden tity [8, th. 1] for the gaug e group in a ddition to the previous ingr edients. W e deduce Theor em F from Theo rem D and Prop osition 4.12. First, we have the famo us result of H. Hopf, generalized b y Thom [22]: (2) π q ( F ( X , K ( π , p ))) = H p − q ( X ; π ) . Next we have the re s ults [9, th. I I.3.11 , cor . I I.2.6] of Hilton-Mislin- Ro itber g o n the function space F ( X , Y ): Prop ositi o n 5.1 ( Hilton-M isli n - Roitb e rg [9 ]) . L et X b e a finite CW c omplex and Y b e a c onne ct e d nilp otent sp ac e. Then the induc e d map F ( X , Y ) → F ( X , Y Q ) is a r ationalization map on c onn e cte d c omp onents. (More pre cisely , for any map h : X → Y , the ma p F ( X , Y ) ( h ) → F ( X , Y ) ( ℓ Y ◦ h ) is a rationaliza tion map.) Prop ositi o n 5.2 (cf. [12, th. 4.28 ]) . L et G b e a top olo gic al gr oup having the homo- topy typ e of a finite c onne cte d CW c omplex. L et X b e a finite CW c omplex. Then the r ationalization of F ( X , G ) ◦ is a homotopy c ommutative H -sp ac e. CONTINUOUS TRACE C ∗ -ALGEBRAS AND GA UGE GR OUPS 13 Pr o of. Reca ll that F ( X , G ) ◦ is the comp onent of F ( X , G ) con taining the constant map. By Cor ollary 4.1 0, G Q is homotopy commutativ e. It follows that F ( X , G Q ) ◦ is also homotopy comm utative. The res ult now follo ws from obser ving that F ( X , G Q ) ◦ is the rationalization of F ( X , G ) ◦ by Pro p o sition 5.1. Remark 5.3 . The preceding result holds in greater generality: for F ( X , G ) to be rationally homo topy co mmutative, o ne o nly needs to assume that G is a ra tionally homotopy commutativ e H -space (se e [12, th. 4.10]). W e can now prove Theo r em B under the as sumption that X is a finite complex as in [12, th. 4 .28]. Theorem 5.4 ( Preli m inary version of Theorem B ) . L et X b e a fin ite CW c omplex and let G b e a c onne cte d t op olo gic al gr oup having the homotopy typ e of a finite CW c omplex. Then (3) π ∗ ( F ( X , G ) ◦ ) ⊗ Q ∼ = H ∗ ( X ; Q ) e ⊗ ( π ∗ ( G ) ⊗ Q ) . F ur t hermor e, F ( X , G ) ◦ is ra tional ly H -e quivalent to a pr o duct of Eilenb er g-Mac L ane sp ac es with t he standar d lo op multiplic ation, with de gr e es and dimensions c orr e- sp onding to (3). Pr o of. Using Pr o p osition 5.1, w e ha ve π ∗ ( F ( X , G ) ◦ ) ⊗ Q ∼ = π ∗ ( F ( X , G Q ) ◦ ) and we may co mpute the latter using the iden tification (1 ) and Thom’s form ula (2). The identification of the rationa l H -t yp e of F ( X , G ) ◦ is a direct cons e q uence of Prop osition 5.2. Remark 5.5. Since the iden tification (1) only r equires a g roup-like H -space, the homotopy gro up calculation ho lds when G is group-like. The assumption that G is homotopy finite is used only to conclude that G Q is homotopy commutativ e via P rop osition 5.2. Consequently , the seco nd conclusion of Theor em 5.4 holds when G is a group-like H - space such that G Q is homoto py commutativ e. W e next prov e Theorem D for X a finite CW complex. Theorem 5. 6 ( Preliminary v ersion of Theorem D ) . L et G b e a top olo gic al gr oup having t he homotopy typ e of a finite c onne ct e d CW c omplex. L et ζ b e a princip al G -bund le over a finite CW c omplex X . The n ther e is a r ational H - e quivalenc e G ( ζ ) ◦ ≃ Q F ( X , G ) ◦ . Pr o of. By [8, th. 1] (see also Corollary 9.2 below), there is a homotopy equiv alence of H - s paces G ( ζ ) ≃ Ω h F ( X , B G ) , where the space o n the right is the based loo p space of the function space F ( X , B G ) with ba sep oint given by the c lassifying map h : X → B G for the bundle ζ . Rec a ll that F ( X , B G ) ( h ) denotes the path comp onent of F ( X , B G ) containing h . By Prop ositio n 5 .1 abov e, F ( X , B G ) ( h ) → F ( X , ( B G ) Q ) ( h ′ ) 14 KLEIN, SCHOCHET, AND S M ITH is a rationa lization map, where h ′ is ℓ B G ◦ h , where ℓ B G : B G → ( B G ) Q is the ra - tionalization map. In particular, the display ed map is a rational homoto py equiv a - lence. By Cor ollary 4.10, ( B G ) Q has the homotopy t yp e of a lo o p s pace. I t follows that all the compo nent s of F ( X , ( B G ) Q ) hav e the sa me homotopy t yp e. Cons equently , there is a rational homotopy equiv alence F ( X , B G ) ( h ) ≃ Q F ( X , ( B G ) Q ) ◦ . The result now follows by taking the based lo op space of both sides . Remark 5. 7. It is clear from o ur pro of that the finiteness as sumption on G was used only to conclude that ( B G ) Q has the homotop y t y p e of a loop space. In fact, one see s that the ab ove a rgument w ork s, without the finitenes s assumption on G , at the expense o f assuming that ( B G ) Q has the structure of a group-like H -space. While the iden tity G ( ζ ) ≃ Ω h F ( X , B G ) do es extend to more g eneral spaces X (see Cor ollary 9.2)), the metho d of pro o f ab ov e is limited b y Pro po sition 5.1. Both the nilp otence result [9, th. 2.5] and the localiza tion r esult Prop osition 5.1 for F ( X , Y ) require X to b e a finite CW complex. In Section 7, we extend the lo calizatio n res ult to X compa ct metric assuming nilp otence. How ever, the nilp otence of the comp onents of F ( X , Y ) is not exp ected to hold for general X . The last goal of this section is to pro ve Theorem F when X is a finite complex. Theorem 5. 8 ( Prelim inary version of Theorem F ) . L et G b e a c omp act c on- ne cte d Lie gr oup, and let ζ : T → X b e a princip al P G -bu n d le over a finite CW c omplex X . Then ther e is a r ational homotopy e quivalenc e of H -sp ac es P ( ζ ) ◦ ≃ Q F ( X , G ) ◦ . Pr o of. Ca se 1. Suppose first that G splits as Z ( G ) × P ( G ). Then o ne has an isomorphism of bundles o ver X with tota l s paces ( T × Z ( G )) × G G ad ∼ = T × P G G ad . The result follows now by Theorem 5.6 applied to the bundle o n the left. Case 2 . This is the ge neral case. By P rop osition 4.12, there is a c ompact Lie gr oup G 0 and a homomo r phism q : G 0 → G which is a rational homotopy equiv alence. F urthermor e, this homomorphism induces an iso morphism P ( G 0 ) ∼ = P ( G ) and o ne also has a splitting G 0 ∼ = Z ( G 0 ) × P ( G 0 ). By Prop o sition 5.1 2 b elow, the eviden t map Q 0 := E P G × P G G ad 0 → E P G × P G G ad := Q of fibrewise groups is a rational ho motopy equiv a lence of nilp otent spaces. Let h : X → B P G cla ssify the bundle with total spa ce T × P G G ad ; then h als o classifies the bundle with total space T × P G G ad 0 . Denote the lifting problem Q X < < h / / B P G CONTINUOUS TRACE C ∗ -ALGEBRAS AND GA UGE GR OUPS 15 by D . Then the space of lifts Γ( D ) is the pro jective gauge group P ( ζ ). Deno te the corres p o nding lifting problem with Q replace d b y Q 0 by D 0 . Then the map Γ( D 0 ) → Γ( D ) induced by the homomorphism q : G 0 → G is both a ra tional ho motopy equiv alence on comp onents and a map of H -spaces (this is by a straightforward induction using the cell structure for X ). Simila rly , q induces a rational homotopy equiv alence o f H -spaces F ( X , G 0 ) → F ( X , G ). By Case 1, we also hav e a rationa l eq uiv alence of H -spaces Γ( D 0 ) ◦ ≃ F ( X , G 0 ) ◦ . Assembling these three equiv a lences completes the pro of. The r emainder of this section is devoted to proving Pro po sition 5.12 used in the pro of ab ov e . W e nee d some preliminary lemmas. Lemma 5.9. Assume G is a c omp act c onne cte d Lie gr oup. L et E = E G × G G ad and Q = E P G × P G G ad . Then the map E → Q induc es a su rje ction on homotopy gr oups in e ach de gr e e. Pr o of. Ther e is a homo topy fibre sequence B Z ( G ) → E → Q . T aking the lo ng exac t homotopy sequence, we infer that π ∗ ( E ) → π ∗ ( Q ) is an isomorphism when ∗ 6 = 3 (here we ar e using the fact Z ( G ) is a torus). Consequently , we hav e an exact sequence 0 → π 3 ( E ) → π 3 ( Q ) → Z ℓ → π 2 ( E ) → π 2 ( Q ) → 0 where ℓ = rank of Z ( G ). W e can calculate π 3 ( E ) using the lo ng exact sequence of the fibration E → B G ; one s e es (using the fact that π 2 ( G ) = 0 ) that it is is omorphic to π 3 ( G ). Likewise, w e see that π 3 ( Q ) is also isomorphic to π 3 ( G ) and the homomorphism π 3 ( E ) → π 3 ( Q ) is in fact an isomorphism. Lemma 5.10. If E → B is a fi br ation of c onne cte d sp ac es having the homotopy typ e of a CW c omplex. Assu me π ∗ ( E ) → π ∗ ( B ) is s u rje ctive in every de gr e e and E is n ilp otent. Then B is nilp otent . Pr o of. The quo tient of a nilp otent group is aga in nilpo tent , s o π 1 ( B ) is nilp otent. F urthermor e, when k ≥ 2, we have a short exact sequence of π 1 ( E ) mo dules 0 → π k ( F ) → π k ( E ) → π k ( B ) → 0 where F denotes the fibre at the ba s ep o int. The nilpo tency of the middle mo dule guarantees that π k ( B ) is also a nilp otent π 1 ( E )-mo dule (see [9 , prop. 4.3 ]). This mo dule str uc tur e arises from the ho mo morphism π 1 ( E ) → π 1 ( B ) by restriction. Since this homomo rphism is surjective, it follows that π k ( B ) is a nilpo tent π 1 ( B )- mo dule. Lemma 5.11. L et G b e a c omp act c onne cte d Lie gr oup. Then the sp ac e Q = E P ( G ) × P ( G ) G ad is nilp otent. 16 KLEIN, SCHOCHET, AND S M ITH Pr o of. Ther e is a homo topy fibre sequence B Z ( G ) → E → Q , where E = E G × G G ad . Then E is homoto p y equiv ale nt to LB G , the free loop space o f B G (cf. Lemma 9.1). W e infer that E is nilp otent by [9, th. 2 .5]. Now apply the preceding lemmas. Prop ositi o n 5.1 2 . L et G b e a c omp act c onne cte d Lie gr oup and let q : G 0 → G b e as in Pr op osition 4.12. Then the map of fibr ewise gr oups Q 0 := E P ( G ) × P ( G ) G ad 0 → E P ( G ) × P ( G ) G ad =: Q is a r ational homotopy e quivalenc e of n ilp otent sp ac es. Pr o of. Bo th Q and Q 0 are nilpotent by Lemma 5.11. By applying rationalization to the diagram G ad 0 / / q Q 0 / / B P ( G ) G ad / / Q / / B P ( G ) whose rows a r e fibre s e quences, and using the fact that rationalization preser ves fibrations ([9, th. 3.12]) w e infer that the map Q 0 → Q is a r ational homotopy equiv alence. 6. Limits and function sp a ces When X is a compact metric space, a classical r e sult of E ilenberg a nd Steenrod [6, th. X.10.1] gives an in verse system o f finite simplicia l (CW) complexes X j and compatible maps h j : X → X j such that the induced map h : X → lim ← − j X j is a ho meo morphism. This result and its generaliza tion are at the core of our metho d for passing from finite complexes to compact metric spaces. In this and subsequent sections, w e consider b oth direc t a nd inv erse limits. Sup- po se { X j , p ij } is an in verse system o f spaces, where p ij : X i → X j are maps, j ≤ i . Given compa tible maps h j : X → X j , o ne has a n induced map h = lim ← − j h j : X → lim ← − j X j . W e recor d the following basic result. Prop ositi o n 6.1 ( Eilenberg-Ste enro d [6, th. X.10 .1, X.11.9 ]) . L et X b e a c om- p act Hausdorff sp ac e. (a) Ther e exists an inverse system of finite CW c omplexes { X j , p ij } and c om- p atible maps h j : X → X j inducing a home omorphism h = lim ← − j h j : X → lim ← − j X j . (b) Given a map f : X → Y in which Y is a CW c omplex, ther e exists an index m and a c el lular map f m : X m → Y such that the c omp osite X h m − − − − → X m f m − − − − → Y is homotopic to f . CONTINUOUS TRACE C ∗ -ALGEBRAS AND GA UGE GR OUPS 17 Prop ositi o n 6.2. Under the hyp otheses of Pr op osition 6.1, the map of sets lim − → j [ X j , Y ] → [ X , Y ] is a bije ction. Pr o of. Surjectivity is a direct conseq uenc e o f Prop osition 6 .1 (b). Injectivity is a consequence of Spanier’s metho d of pro o f of [19, th. 13.4 ]. In Spanier’s case, Y = S n and X has Leb esgue cov ering dimension at most 2 n − 2 and his limit is taken in the categor y of ab elian gr oups. How e ver, Spanier r emarks that the dimension condition can be dro ppe d pro vided that the limit is taken in the category of sets [19, p. 228]. F urthermore, an insp ection of his pro of shows tha t it ge ner alizes without change to Y a n arbitrar y finite simplicial co mplex. T he argument is then completed by recalling that any finite CW complex has the homotopy type of a simplicial complex. W e will need to extend this prop osition to a certain clas s of pair s . Suppose now that ( X , A ) is a pair, where X is a compact Hausdorff s pace and A ⊂ X is a c losed cofibration. W e a s sume that ( X , A ) is e xpressed as an inverse limit of pairs ( X j , A j ) where the latter is a finite CW pair . Suc h a deco mpo sition exis ts by the relative version o f [6, Ch. X, th. 10.1, 1 1.9]. As a b ov e , write p ij : X i → X j for j ≤ i and h j : X → X j for the structur e maps. W e use the s ame notation fo r the r estrictions of these maps to A j and to A , resp ectively . Let Y be a CW complex, and supp ose that one is given a fixed map g m : A m → Y for some m a nd define g j : A j → Y for j > m by g m ◦ p j m . Define g to be the comp os ite g m ◦ h m . Let [ X , Y ; g ] denote the set of homotopy classes of maps X → Y which coincide with g on the subspace A (wher e homotopies are required to b e constant on A ). Similarly , w e hav e [ X j , Y ; g j ] and a map of s ets [ X j , Y ; g j ] → [ X , Y ; g ] (for j ≥ m ) whic h is compatible with the index j . Lemma 6. 3. Assume ther e ar e c omp atible r etr actions r j : X j → A j inducing a r etr action r : X → A . Then the map lim − → j [ X j , Y ; g j ] → [ X , Y ; g ] is a bije ction. Pr o of. Let i : A → X and i j : A j → X j be the inclusions, and let u : [ X, Y ; g ] → [ X , Y ] and u j : [ X j , Y ; g j ] → [ X, Y ] b e the eviden t maps. F or each j , one has a commutativ e diagram of sets [ X j , Y ; g j ] / / u j [ X , Y ; g ] u [ X j , Y ] h ∗ j / / i ∗ j [ X , Y ] i ∗ [ A j , Y ] / / [ A, Y ] 18 KLEIN, SCHOCHET, AND S M ITH where the b ottom terms are po inted sets. F urthermore, if r : X → A is a r etraction, then g ◦ r is a basep oint for [ X , Y ] ma king i ∗ int o a split surjection of ba sed sets. The r ight column is in fact the tail-e nd o f the long exa ct homotopy sequence of the fibration F ( X , Y ) → F ( A, Y ), whic h is also equipped with section. It follo ws from this observ ation that u is one-to-one. Similarly u j is one-to-one. T aking direct limits r esults in a diagram such that middle and bottom maps are isomorphisms. The rest o f the argument follows fro m an elementary diagram chase, using the fact that u j and u ar e one-to -one (we leave the details to the r eader). Now, let f m : X m → Y be a fixed map and de fine f j : X j → Y for j > m by f m ◦ p j m . Define f to b e the c o mpo site f m ◦ h m . Then the map of function spac e s F ( X j , Y ) → F ( X , Y ) sends f j to f , so we ha ve a map of based spa ces that is compatible with the in verse sys tem. Theorem 6. 4. The inverse system of b ase d sp ac es ab ove induc es an isomorphism of gr oups lim − → j π n ( F ( X j , Y ); f j ) ∼ = π n ( F ( X , Y ); f ) in al l de gr e es. Pr o of. By [1 3, pr o p. IX.2], the limit of a dir e ct system of (ab elian) gr oups coincides with the limit tak en in the category of sets. Case 1. n = 0. This case is just a reformulation of Pr op osition 6.2. Case 2. n > 0. Obser ve that [ X × S n , Y ; f ] = π n ( F ( X , Y ); f ) , where on the left w e ar e taking homoto py classes of maps X × S n → Y whic h coincide with f on X × ∗ = X . Note that each inclusion X j × ∗ ⊂ X j × S n is a retract, and these retractions are compatible. The result then follows from Lemma 6.3 with X × S n in place of X , X × ∗ in place o f A , X j × S n in place of X j and X j × ∗ in place of A j . Limits and section spaces. Ass ume that ( X , A ) = lim ← − j ( X j , A j ) as ab ov e , wher e each ( X j , A j ) is a finite CW pair. Supp ose that for some index m one is g iven a lifting problem A m g m / / ∩ E p X m f m / / > > B denoted D m . Here we assume that p : E → B is a fibr a tion in which E and B hav e the homotopy t yp e of CW complexes. Using the maps ( X j , A j ) → ( X m , A m ), we obtain ano ther lifting problem, denoted D j . Then one has maps Γ( D j ) → Γ( D j +1 ) for j ≥ m . Let ˜ f m : X m → E be any lift. Then we obtain basep oints ˜ f j ∈ D m for j ≥ m . Let f : X → B deno te the co mpo site of h m ◦ f m and similar ly , let g : A → E be the co mp os ite h m ◦ g m , wher e h m : ( X , A ) → ( X m , A m ) is the structur e map. Then CONTINUOUS TRACE C ∗ -ALGEBRAS AND GA UGE GR OUPS 19 we get a lifting problem D A g / / ∩ E p X f / / = = B . Let ˜ f : X → E be the ba sep oint of D determined by ˜ f m . Theorem 6.5. The map of b ase d sets lim − → j π n (Γ( D j ); ˜ f j ) → π n (Γ( D ); ˜ f ) is an isomorphism in every de gr e e n ≥ 0 , wher e the dir e ct limit is taken in the c ate gory of sets. Pr o of. F or each n , one has a map of long e xact homotopy seq ue nc e s · · · ∂ / / π n (Γ( D j ); ˜ f j ) a j / / c π n ( F ( X j , E ); g j ) b j / / d π n ( F ( X j , B ); f j ) / / e · · · · · · ∂ / / π n (Γ( D ); ˜ f ) a / / π n ( F ( X , E ); g ) b / / π n ( F ( X j , B ); f ) / / · · · as given by P rop ositio n 3.1. T o prove surjectivity , le t x ∈ π n (Γ( D ); ˜ f ) b e any elemen t. By T he o rem 6.4, a ( x ) = d ( y ) for some y , provided that j is sufficiently large. Then b j ( y ) is trivial provided j is large , again by 6.4. It follows that y = a j ( z ) for so me z . Then a ( c ( z ) − x ) = 0, so x = c ( z ) − ∂ u for some u . If j is la rge, one has u = e ( u ′ ) for some u ′ . Consequent ly , x = c ( z − ∂ u ′ ). This establis hes surjectivity . A similar diagram c hase, which we omit, giv es injectivit y . 7. Lo caliza tion of function sp aces revisited The purp ose of this section is to extend the Hilton-Mislin- Roitb erg lo caliz ation result (Propo sition 5.1) for function spac es F ( X , Y ) to the case X compact metric and Y nilp otent CW provided the pa r ticular function space comp onent is known, a priori, to be nilp otent. Suppo se that X is a compac t metric s pace and X = lim ← − j X j as ab ove, where each X j is a finite CW complex. Let Y b e a nilp otent spa ce. Let ℓ Y : Y → Y Q be the ra tionalization map. Let f : X → Y b e a fixed map and consider the connected comp onent F ( X , Y ) ( f ) of the function space. Theorem 7.1. If F ( X , Y ) ( f ) is nilp otent, then the induc e d map F ( X , Y ) ( f ) → F ( X , Y Q ) ( ℓ Y ◦ f ) is a r ationalization map. Pr o of. By Prop os itio n 6.1, w e can ass ume without loss in gener ality that f factors as X → X m → Y . Let f m : X m → Y denote the factorizing map, a nd define f j : X j → Y for j > m to b e the comp osite p j m ◦ f m , whe r e p j m : X j → X m is the 20 KLEIN, SCHOCHET, AND S M ITH structure map in the in verse s ystem. The a pproximation X ∼ = lim ← − j X j gives rise to a comm utative dia gram lim − → j π n ( F ( X j , Y ); f j ) ∼ = / / π n ( F ( X , Y ); f ) lim − → j π n ( F ( X j , Y Q ); ℓ Y ◦ f j ) ∼ = / / π n ( F ( X , Y Q ); ℓ Y ◦ f ) where the horizontal maps are bijections b y Theorem 6.4. Apply the rationa lization functor to the diagram and use the fact that r ationalization commutes with dir ect limits. This results in a comm utative diagr am lim − → j π n ( F ( X j , Y ); f j ) Q ∼ = / / ∼ = π n ( F ( X , Y ); f ) Q lim − → j π n ( F ( X j , Y Q ); ℓ Y ◦ f j ) ∼ = / / π n ( F ( X , Y Q ); ℓ Y ◦ f ) where the left vertical map is an isomorphis m by Pro p osition 5.1. It follows that the right vertical map is a n isomorphism as w ell. 8. Proof of the main resul ts W e are now in a position to prov e the main theorems in their complete generality . Pro of of Theorem B. Reca ll w e are ass uming X is a compact metric space and G is a co nnected CW top ologic al group having the homotopy t yp e of a finite complex . W e need to establish an isomorphism π ∗ ( F ( X , G ) ◦ ) ⊗ Q ∼ = ˇ H ∗ ( X, Q ) e ⊗ π ∗ ( G ) ⊗ Q . By Theor em 5.4, the cor resp onding result holds for X j a finite CW complex. W rite X = lim ← − X j as usual for finite complexe s X j . Then for each j we hav e a natural isomorphism π ∗ ( F ( X j , G ) ◦ ) ⊗ Q ∼ = H ∗ ( X j ; Q ) e ⊗ π ∗ ( G ) ⊗ Q . T ake direct limits o n both sides and use the fact that lim − → ( A j ⊗ B ) ∼ = (lim − → A j ) ⊗ B for ab e lian groups to obtain the isomorphism lim − → π ∗ ( F ( X j , G ) ◦ ) ⊗ Q ∼ = lim − → H ∗ ( X j ; Q ) e ⊗ π ∗ ( G ) ⊗ Q . The con tinuit y prop erty of ˇ Cech co homology [6, th. 12.1] implies that lim − → H ∗ ( X j ; Q ) ∼ = ˇ H ∗ ( X ; Q ) . Then use Theorem 6.4 to iden tify lim − → π ∗ ( F ( X j , G ) ◦ ) ∼ = π ∗ ( F ( X , G ) ◦ ) which gives the result a t the lev el of homotopy gro ups . Finally , use Theorem 7.1 to obtain a homotopy equiv a lence of H -spaces ( F ( X , G ) ◦ ) Q ≃ F ( X , G Q ) ◦ . CONTINUOUS TRACE C ∗ -ALGEBRAS AND GA UGE GR OUPS 21 The last part of Theorem B now follo ws from Prop ositions 5.2 and 4.4. Pro of of Addendum C. As was observed in Remark 5.5, the homotopy gro up calculation of Theorem 5.4 ho lds when G is a group-like H-s pa ce, and the homo- topy commutativit y holds whenever G is rationally homotopy commut ative. The ab ov e pro of of Theorem B, which uses Theorem 5.4, therefore holds in the stated generality . W e r e fo c us on the case of the adjoint and pr o jective a djoint bundles. As us ua l, let X be a compact metric space, and write X = lim ← − j X j for a n inv erse sys tem of finite complexes X j . Let ζ : T → X be the g iven principal G -bundle, whe r e G is of CW type . Let f : X → B G b e a classifying map for ζ . B y P rop osition 6.2, we can assume without los s in g enerality that f factors as X → X m f m → B G for some index m . F or j > m , define f j : X j → B G by taking the comp osite of f m with the map X j → X m . This defines a principal G -bundle ζ j : T j → X j for each j ≥ m . F or each j we ha ve a lifting problem E G × G G ad Ad( ζ ) X j f j / / 9 9 B G whose space of sections is just the gauge group G ( ζ j ). F urthermore, one has a direct system of topo logical groups G ( ζ m ) → G ( ζ m +1 ) → · · · equipp e d with compatible homomorphisms G ( ζ j ) → G ( ζ ). By Theorem 6.5, the homomorphism lim − → j π n ( G ( ζ j ) ◦ ) → π n ( G ( ζ ) ◦ ) is an isomorphism for n ≥ 0. A similar statement ho lds in the pro jectiv e bundle case. Summarizing, w e obtain the following description of the homoto py groups of the gauge group and of the pr o jective g auge group. Prop ositi o n 8.1. L et X b e a c omp act metric sp ac e and supp ose X = lim ← − j X j for an inverse system of finite c omplexes X j . Then, with n otation as ab ove, π ∗ ( G ( ζ ) ◦ ) ∼ = lim − → π ∗ ( G ( ζ j ) ◦ ) and π ∗ ( P ( ζ ) ◦ ) ∼ = lim − → π ∗ ( P ( ζ j ) ◦ ) . After r ationalization, these b e c ome isomorphisms of ra tional Samelson algebr as. Pr o of. The only thing we need to pr ov e is the last statement. This follo ws b eca us e the map inducing the isomor phism in each case is induced from maps of H -spaces . They th us induce isomor phis ms of rational Samelson Lie algebras. 22 KLEIN, SCHOCHET, AND S M ITH Pro of of Theorem D. Combining P rop ositio n 8 .1 and the preliminary version of Theorem D for finite co mplexes (Theorem 5.6) with Theo r em B one s ees that G ( ζ ) ◦ has ra tional homotopy groups g iven by Theorem B. F urther , since a direct limit of ab elian Lie algebras is abelia n, we conclude G ( ζ ) ◦ has abe lian rational Samelson Lie algebra. This, in turn, implies ther e exists an H -equiv alence G ( ζ ) ◦ ≃ Q F ( X , G ) ◦ by Pro p o sition 4.3. Pro of of Theorem F. The proo f is similar to the preceding one. In this case, one co m bines Prop osition 8.1 and the pre limina ry version of Theorem F for finite complexes (Theorem 5.8) to get tha t P ( ζ ) ◦ has ra tional homotopy g r oups g iven by Theorem B. The rest of the a r gument is as in the pro of of Theorem D. Pro of of Addendum E. See Re ma rk 5.7. Pro of of Theorem A. The pro o f is a dire ct conseq uenc e of Ex a mple 3.7, Theo- rem F for G = U ( n ), and the w ell-known re s ult π ∗ ( U ( n )) ⊗ Q ∼ = Q ( s 1 , . . . , s n ) where | s i | = 2 i − 1. 9. Appendix: on the free l oop sp ace In this section, w e sketc h a pro of of “Gottlieb’s identit y ” for the ga uge group used in the pro of o f Theo r em 5.6. While Gottlieb’s original pro o f requires the base space X of the given principal G -bundle to b e a finite CW co mplex, our pro o f requires only that the bundle be a pullback o f the univ ersa l pr incipal G -bundle. Given a spac e X , let LX = F ( S 1 , X ) be its space of un based lo ops. Ev aluating lo ops at their basep oints gives a fibration LX → X . F or a top olog ical group G of CW t yp e, let ξ : E G → B G be the universal bundle, and let Ad( ξ ) : E G × G G ad → B G b e the ass o ciated adjoin t bundle. Then the follo wing result is folklore. Lemma 9.1. L et G b e any top olo gic al gr oup of CW typ e. Then ther e is a fibr ewise homotopy e quivalenc e L ( B G ) ≃ E G × G G ad of fibr ewise H -sp ac es over B G . Pr o of. Let G × G act on G ad by the rule ( g , h ) · x = g xh − 1 . Then the res triction of this a ction to the image of the diag onal ∆ : G → G × G co incides with the given action of G on G ad . W e hav e a pullback square E ( G × G ) × G G ad E ∆ / / E ( G × G ) × ( G × G ) G ad B G = E ( G × G ) /G B ∆ / / B ( G × G ) in which the vertical ma ps are fibrations and the horizo ntal maps a re induced by ∆ . The spa ce E ( G × G ) × ( G × G ) G ad may b e ident ified with B G . T o show this, we first quotient out by the action of the left-hand co py of G in G × G . Since this action is free, we obtain E G . Thus when we take the quotient by the right-hand copy of G w e get E G/G = B G. It follows that E G × G G ad = E ( G × G ) × G G ad is CONTINUOUS TRACE C ∗ -ALGEBRAS AND GA UGE GR OUPS 23 ident ified with the homotopy pullback of the diagonal of B G with itself. But the latter coincides with the actual pullbac k of the diagram ( B G ) I p B G B ∆ / / B G × B G where ( B G ) I = F ( I , B G ) is the free path spa ce of B G , and p is the fibration which e v aluates a path a t its endp oints. This pullback identically co incides with L ( B G ). Corollary 9. 2 ( “Gottli eb’s Iden tit y” [8, th. 1]) . L et G b e any top olo gic al gr oup of CW typ e. L et ζ : T → X b e a princip al G -bund le induc e d fr om t he universal princip al G -bund le by a map h ζ : X → B G . Then t her e is a homotopy e quivalenc e of H -sp ac es Γ(Ad( ζ )) ≃ Ω h ζ F ( X , B G ) , wher e the right side denotes the b ase d lo op sp ac e of F ( X , B G ) with lo ops b ase d at h ζ . Pr o of. 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Dep ar tment of Mat hemat ics, W a yne S t a te University, Detroit MI 48 202 E-mail addr ess : klein@math.wayn e.edu Dep ar tment of Mat hemat ics, W a yne S t a te University, Detroit MI 48 202 E-mail addr ess : claude@math.way ne.edu Dep ar tment of Mat hemat ics, S aint Joseph’s University, Philadelphia P A 1 9131 E-mail addr ess : smith@sju.edu
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