Nonstandard linear recurring sequence subgroups in finite fields and automorphisms of cyclic codes
Let $q=p^r$ be a prime power, and let $f(x)=x^m-\gs_{m-1}x^{m-1}- >...-\gs_1x-\gs_0$ be an irreducible polynomial over the finite field $\GF(q)$ of size $q$. A zero $\xi$ of $f$ is called {\em nonstandard (of degree $m$) over $\GF(q)$} if the recurre…
Authors: Henk D.L. Hollmann
Nonstandard linear recurring sequence subgroups in finite fields and automorphisms of cyclic co des Henk D. L. Hollm a nn Phili ps Researc h Lab orato ries Prof. H o lstla a n 4, 5 656 A A Ei ndho v en The N et herlands email : henk. d.l. hollmann@phili ps.com No v em b er 20, 2 018 Abstract Let q = p r b e a prime pow er, and let f ( x ) = x m − σ m − 1 x m − 1 − · · · − σ 1 x − σ 0 b e an irr ed ucible p olynomial ov er the finite field GF ( q ) of size q . A zero ξ of f is called nonstanda r d (of de gr e e m ) over GF( q ) if the recurren ce relation u m = σ m − 1 u m − 1 + · · · + σ 1 u 1 + σ 0 u 0 with c haracteristic p olynomial f can generate the p o wers of ξ in a non trivial wa y , that is, with u 0 = 1 and f ( u 1 ) 6 = 0. In 2003 , Brison and Nogueira ask ed for a characte r isation of all nonstandard cases in the case m = 2, and solved this p roblem for q a prime, and later for q = p r with r ≤ 4. In this pap er, we first sh o w th at classifying nonstand ard finite field elemen ts is equiv alent to classifying those cyclic co des ov er GF( q ) generated b y a single zero that p osses extra p erm u tation automorphism s. Apart from t w o sp oradic examples of degree 11 o v er GF(2) and of degree 5 o ver GF(3), r elated to the Gola y co des, there exist t wo classes of examples of n onstandard finite field elemen ts. One of these classes (t yp e I) in v olv es irreducible p olynomials f of the form f ( x ) = x m − f 0 , and is w ell-understo o d . The other class (t yp e I I) can b e obtained fr om a p rimitiv e elemen t in some su bfield by a p ro cess that we call extension and lifting. W e will use the kno w n classification of the subgroups of PGL(2 , q ) in com b in ation with a recen t result b y Brison and Nogueira to s h o w that a nonstandard elemen t of degree tw o o ver GF( q ) necessarily is of t yp e I or t yp e I I, th u s solving completely the classification problem for the case m = 2. 1 1 In tro ductio n In a sequence of pap ers [3, 4, 5, 6, 7], Brison and Nogueira in v estigated when and how a m ultiplicativ e subgroup K of a finite field can b e generated b y a linear recurrence relation of order m w it h co efficien ts in a finite field GF( q ), with q = p r and p prime. If the recurrence relation has c haracteristic equation f ( x ) ∈ GF( q )[ x ], then suc h a subgroup is called an f -sub gr oup . In particular, they call suc h an f -sub group non-standa r d if it can b e generated in a “non- ob vious” w ay (that is, not as the sequenc e 1 , ξ , ξ 2 , . . . with ξ a zero of f ). Of particular in terest is the case where the ch aracteristic p olynomial f of the re- currence relation is irreducible. In this case, there are t wo know n t yp es of nonstan- dard f -subgroups. Here one ty p e, referred to here a s typ e I , arises from the “degen- erate” case where f is of the form f ( x ) = x m − η with η ∈ GF( q ) ∗ = G F( q ) \ { 0 } . The other t yp e, referred to here a s typ e II , can b e obtained from an f -subgroup K = GF( q m ) ∗ = GF( q m ) \ { 0 } (so with f primitive ) b y a pro cess that will b e called “lifting” and “extension” in this pap er. In the “irreducible order tw o” case where f is irreducible of degree m = 2, Brison and Nogueira ha ve sho wn that there a r e no other examples if q = p in[6] and, recen tly , if q = p r with r = 2 , 3 , 4 in [7]. In this pap er w e first sho w tha t cyclic co des of length n ov er GF( q ) generated b y a single zero ξ of degree m o ve r GF( q ) that ha v e “extra” p ermutation a utomorphisms pro vide examples of nonstan- dard f -subgroups, with f the minimal p olynomial of ξ o v er GF( q ). (In fact, w e will sho w that in the irreducible case, t hese t w o exceptional kind of ob jects are e quivalent .) As a consequenc e, w e sho w that the binary and ternary Go la y co des provide new nonstandard examples, of degrees m = 11 and m = 5, resp ectiv ely . The main results in this paper, when combine d with a result fr o m a preprin t [7] b y Brison and Nogueira, can b e used to sho w that there are no other examples in the “irreducible order tw o ” case, for an y q . T o explain our a pproac h, w e in tro duce a few definitions. An elemen t ξ in an extension field of GF ( q ) will b e called nonstandar d of de gr e e m over GF( q ) if its minimal p olynomial f o ve r G F( q ) has degree m a nd the subgroup h ξ i generated by ξ is a no nstandard f - subgroup. (It t urns out that in this case al l generators a re nonstandard, with the same degree and q -order as ξ .) It can b e shown that if f is irr e ducible of degree m o ver GF( q ), then al l f - subgroups are of the form h ξ i = { 1 , ξ , ξ 2 , . . . } , for some zero ξ of f in GF( q m ). So in order to classify nonstandard f -subgroups with f irreducible, it is sufficien t to classify nonstandard finite field elemen ts. An imp ortan t no t io n in this pa p er is the q -order ord q ( ξ ) of a n elemen t ξ in some extension of GF( q ), the smallest in teger d > 0 suc h that ξ d ∈ G F( q ). There exist tw o pro cesses, that w e call “ extension” and “lifting ” , whic h, giv en a nonstandard φ o f degree m o v er a field GF( q 0 ), can b e used to obta in a nonstandard ξ of degree m ov er an extension field GF( q ), where q = q t 0 and gcd( m, t ) = 1 , with ord q ( ξ ) = ord q 0 ( φ ) and h φ i ⊆ h ξ i . The nonstandard examples of type I I are precisely the nonstandard elemen ts o f degree m ov er GF( q ) and q -o r der ( q m 0 − 1) / ( q 0 − 1) that can b e obtained fro m a primitive elemen t of degree m o ve r GF( q 0 ) b y lift ing and e xtension. 1 No w, with eac h nonstandard finite field elemen t of degree m ov er GF( q ) and q -o rder d , w e can asso ciate a subgroup Ξ in P GL ( m, q ) whic h, in the natura l action on PG( m − 1 , q ), has an orbit of siz e d . In the case where m = 2, the pro p erties of this group Ξ together with the kno wn classification of the subgroups o f PGL(2 , q ) can b e used to sho w that Ξ is actually equal to some subgroup PGL(2 , q 0 ) or PSL (2 , q 0 ) of PG L ( 2 , q ), so that d = q 0 + 1, where q = q t 0 with t o dd. Using this, w e construct a nonstandard elemen t φ of degree tw o o ve r GF( q 0 ), of q 0 -order q 0 + 1, from whic h ξ can b e obtained b y lifting and extension. No w a recent result from Brison and Nogueira [7] states that if φ is nonstandard of degree t wo ov er GF( q 0 ) and has q 0 -order q 0 + 1, then φ mus t b e primitive . As a consequenc e, in the ab ov e situation, w e can conclude tha t the nonstandard ξ is an know n example, of the second ty p e. The con tents of this pap er are as follows . In Section 2, w e first in tro duce t he problem in more detail. W e disc uss some w ell-kno wn facts concerning linear recurrence relations and linear recurring sequences , and use these to redefine t he notion of nonstandard finite field elemen ts in terms of linearized p olynomials (or q -p o lynomials). W e describe the calls of examples of t yp e I, and w e sho w that, with a few exceptions, a primitiv e elemen t is also nonstandard. In Section 3, w e sho w that the classification problem f o r nonstandard finite field el- emen ts is in fact equiv alen t to the problem of classifying the cyclic co des with a single defining zero that hav e “extra” p ermutation automorphisms. The metho ds of lifting and extension to obta in new nonstandard elemen ts f r om old ones are in tro duced in Section 4. W e illustrat e these tec hniques by cons t ructing a class of examples referred to as ty p e I I, from primitiv e elemen ts in a subfield. In Section 5, w e first use the c omp anion matrix of an irreducible p olynomial f of degree m ov er a field GF( q ) to sho w that the q - order of a zero ξ of f actually equals the r es tricte d p erio d o f f . Then, if ξ is also nonstandard, the companion matrix a nd another matrix, considered as elemen ts of PGL( m, q ), generate a subgroup Ξ of PGL( m, q ) that has an orbit of size d on PG( m − 1 , q ). In the remainder of the pap er, w e in ves tig ate this group Ξ in the case where m = 2. First, in Section 6 w e consider the case of small q -or der 3, 4, or 5. Then, in Section 7 w e use these results together with the known classification of subgroups of PGL(2 , q ) to show that Ξ is a subgroup PGL(2 , q 0 ) of PSL(2 , q 0 ), whe re q = q t 0 with t o dd, and the q -order d equals q 0 + 1 . Finally , w e establish the existe nce of a nonstandard φ of degree tw o o ve r GF( q 0 ), with q 0 -order q 0 + 1, fro m whic h the original nonstandard ξ can b e obtained b y lifting and extension. Now a recen t result b y Brison and Nogueira [7] states that a nonstandard elemen t φ of degree tw o o ver GF( q 0 ) and with q 0 -order q 0 + 1 is nec essarily primitiv e in GF( q 2 0 ), that is, has or der q 2 0 − 1; as a consequence, ξ must b e of t yp e I I. 2 2 Preliminaries Let F b e a fie ld. W e w ill write F ∗ = F \ { 0 } to denote the nonzero elemen ts in F . The collection of p olynomials in x with co efficien ts in F will b e denoted b y F [ x ]. Consider the (homogeneous linear) recurrence relatio n u k = σ m − 1 u k − 1 + · · · + σ 1 u k − m +1 + σ 0 u k − m , (1) where σ 0 ∈ F ∗ and σ 1 , . . . , σ m − 1 ∈ F . F or later use, w e define σ m = − 1. Suc h a r ecurrence relation generates for an y given sequen ce u 0 , . . . , u m − 1 in an extension field L ⊇ F of F an ( m th or der ) (homogeneous) line ar r e curring se quenc e u = u ( u 0 , . . . , u m − 1 ) in L . The (monic) p olynomial f ( x ) = x m − σ m − 1 x m − 1 − · · · − σ 1 x − σ 0 (2) in F [ x ] is called the char acteristic p olynomi a l of the recurren t relation (1); it has degree deg( f ) = m . W e will sometimes refer to a sequence u = { u k } k ≥ 0 satisfying a recurrence relation (1) with c har acteristic p olynomial f as a n f -se quenc e . F or later use, w e state some crucial fa cts concerning linear recurring sequenc es that w e need later on. T o this end, w e need a few definitions. A p erio d o f a linear recurring sequence u is a p ositiv e integer n for whic h u k + n = u k holds for all k ≥ 0; the smallest suc h n um b er is called the smal lest p erio d of the sequence, and will b e denoted b y p er( u ). The order ord( f ) of a p olynomial f is the smallest p ositiv e integer N for whic h f ( x ) divides x N − 1; if no such N exists then w e define ord( f ) = ∞ . If ξ is a no nzero elemen t in some extension L of F , then we write h ξ i = { 1 , ξ , ξ 2 , . . . } (3) to denote t he (m ultiplicativ e) group g enerated b y ξ . The order o r d( ξ ) is the smallest p ositiv e in t eger n ≥ 0 fo r whic h ξ n = 1; if no suc h n exists then ord( ξ ) = ∞ . So w e hav e that ord( ξ ) = |h ξ i| . Theorem 2.1 L et L ⊇ F b e fiel d s, and let u = u 0 , u 1 , . . . , b e a line ar r e curring se quenc e in L satisfying a r e curr enc e r elation (1) with char acteristic p olynomia l f as in (2). S up- p ose that f in F [ x ] , with σ 0 6 = 0 , and let ord( f ) < ∞ . T h en per ( u ) | or d ( f ) . Mor e over, if f has m distinct zer os ξ 0 , . . . , ξ m − 1 , then we h a ve the fol lowing. (i) Th e or der ord( f ) satisfy ord( f ) = lcm(ord( ξ i ) | i = 0 , . . . , m − 1) ; m or e over, if e ach zer o ξ i of f has the same or der n , then n = ord( f ) = p er( u ) for e ach solution u of (1) with ( u 0 , . . . , u m − 1 ) 6 = (0 , . . . , 0 ) . (ii) Supp ose that L c ontains al l these distinct zer os of f . Then eve ry s olution u of (1) in L c an b e written uniquely as u k = L 0 ξ k 1 + · · · + L m − 1 ξ k m − 1 (for al l k ≥ 0 ) with L 0 , . . . L m − 1 ∈ L . 3 Pro of: F or completeness ’ sak e, we sk etch a quic k pro of. First, if u is a s olution of (1), then since σ 0 6 = 0 w e may assume u k to b e defined for al l in tegers k , and f ( x ) ∞ X k = −∞ u − k x k = 0 . If q ( x ) f ( x ) = x N − 1, then m ultiplying b oth sides of the ab o ve relation b y q ( x ) immediately sho ws tha t N is a p erio d of u ; hence p er( u ) | N . Next, if n = p er( u ), then, writing u ∗ ( x ) = u 0 x n − 1 + u 1 x n − 2 + · · · + u n − 1 and σ m = − 1, w e ha v e that f ( x ) u ∗ ( x ) = (1 − x n ) h ( x ) , where h ( x ) = m − 1 X j = 0 m − 1 − j X i =0 σ i + j +1 u i x j is a polynomial of degree at mo st m − 1. So if ord( ξ i ) = N = p er( f ) > n ho lds for all i , then ξ n i 6 = 0, hence h ( ξ i ) = 0, for a ll i = 0 , . . . , m − 1, which is not p ossible since h has degree less than m . Finally , if ξ is a zero of f in L , t hen u k = ξ k defines a solution to (1) in L . So ob viously eac h L -linear com bination of these m solutions is also a solutio n in L . Now the statemen t follo ws f r o m the observ ation that L 0 , . . . , L m − 1 can b e uniquely determined from ( u 0 , . . . , u m − 1 ) in terms of a V andermonde matrix o ver L . ✷ Remark 2.2 In [3], it was claime d that if f is irr e ducible over a fi n ite field F , then as a c onse quenc e o f [14], The or em 8.28 , e ach n onzer o so l ution of the r e curr enc e r e l a tion (1) with char acteristic e quation f has smal lest p erio d o rd( f ) . However, the cite d the or em only claims this to hold for solutions in F . The ab ove pr o of, which, by the way, involves the same elements as the p r o of of Ther o em 8.28 in [14], shows that this also h o lds for solutions in an extens io n of F . In [3], a finite m ultiplicativ e subgroup K of some extension L of F is called an f - sub gr oup if it can b e generated without rep etitions by the recurrence r elat io n (1) with c haracteristic p olynomial f . That is, K is an f - subgroup if there is a choice of u 0 , . . . , u m − 1 in K suc h that the recurring seque nce u = u 0 , u 1 , . . . generated b y (1) has (smallest) p erio d | K | and K = { u 0 , . . . , u | K |− 1 } . Note that we ma y assume without loss of g eneralit y that u 0 = 1 b y dividing all members of the sequence u by u 0 , if necessary . W e say that K is a n m th or der line ar r e curring se quenc e sub gr oup if there is an f of degree m as in (2) with σ 0 6 = 0 suc h that K is an f -subgro up. F or later use, w e note the follow ing. F or a ll fields L , a finite subgroup K of L ∗ is necessarily cyclic , see for example []. So if | K | = n , then K consists precisely of the n solutions o f the eq ua tion x n − 1, whic h m ust therefore all be dis tinct. W e conclude that for a giv en field F , there ex ists a unique subgro up K of order n in some extension of F 4 precisely whe n the c haracteristic c har( F ) of F satisfies ( n, c har( F )) = 1. In that case K is cyclic, of the form K = h ξ i , where ξ is a primitiv e n th ro ot of unit y in an e xtension L of F . If ξ a zero of a p olynomial f ( x ) ∈ F [ x ], then the sequence u k = ξ k satisfies the recurrence relation (1 ) , and hence K = h ξ i is an f -subgroup. In [3], an f -subgroup K with f of degree m = deg( f ) = 2 was called nonstandar d if K can b e generated by a solution u of (1) with smallest p erio d | K | for whic h u 0 = 1 and u 1 is not a zero of f . Here, w e extend this to the case of general degree, b y calling an f -subgroup K = h ξ i nonstandar d if K can b e generated b y a solution u of (1) with smallest p erio d | K | for whic h u 0 = 1 and ( u 0 , u 1 , . . . , u m − 1 ) 6 = (1 , ξ , . . . , ξ m − 1 ) for all zeros ξ of f . An f -subgroup that is not nonstandard is called standar d . Theorem 2.3 If f is irr e ducible over F , if o rd( f ) < ∞ , and if f has no mult iple zer os, then e ach f -sub gr oup K in an extension L o f F is of the form K = h ξ i , for some zer o ξ of f in L . Pro of: By Theorem 2 .1, under these assumptions all nonzero solutions u of the recurrence relation with c haracteristic equation f hav e smallest p erio d n = ord( f ) = ord( ξ ), for an y zero ξ of f . So an f - subgroup is cyclic of size n , and since it is uniqu e it mus t b e equal to the group h ξ i . ✷ Remark 2.4 As state d in [3], even when f is not irr e ducib l e , no f -sub gr o up is known that is not of the form h ξ i for a zer o ξ of f , but it has n ot b e en pr ove d that this m ust hold in gener al. In this paper, w e will b e in terested in nonstandard f -subgroups. In view of the pre- ceeding remarks and observ ations, it seems reasonable to somewhat restrict our atten tion. F rom no w on, we will assume that F is a finite field GF( q ) with q = p r and p prime, and that f is ir reducible o ver F. If f is irreducible of degree m ov er GF( q ), then f ha s zero es ξ , ξ q , . . . , ξ q m − 1 , (4) for some ξ ∈ F q m , of order n = ord( f ) dividing q m − 1. Of course all ze r o s of f generate the same gr o up h ξ i , whic h is an f -subgroup. So in view of Theorem 2 .3, the follo wing definition mak es sense. W e will sa y that an elemen t ξ in some extension of GF( q ) is nonstandar d of de g r e e m over GF( q ) and or der n = ord( ξ ) if the minimal po lynomial f ( x ) of ξ ov er GF( q ) has degree m and h ξ i is a nonstandard f - subgroup, of order (size) n . With this definition, the clasification problem of nonstandard elemen ts o ve r GF( q ) is equiv alen t to the classification of nonstandard f - subgroups with f irreducible o v er GF( q ). W e will show later that if f is irreducible of degree m ov er GF( q ) and K is a nonstandard f -subgroup o f order n , then al l elemen ts of order n in K (that is, all generators of K ) 5 are nonstandard of degree m o v er GF( q ) (but with differen t minimal p o lynomials). Or, stated differen tly , if K is a nonstandard f -subgroup with f irreducible ov er GF( q ), then K is a nonstandard g -subgroup for al l minimal p o lynomials g o v er GF( q ) of generators of K . The solutions of a recurrence relation for whic h the characteristic equation is irre- ducible can b e de scrib ed in terms of line arize d p olynomia ls , see, e.g., [14], Chapter 8. A q -p olynomial of q -order m ov er an extension field L of GF( q ) is a p olynomial of the form L ( x ) = L 0 x + L 1 x q + · · · + L m − 1 x q m − 1 with co efficien ts L j in L f or j = 0 , . . . , m − 1, with L m − 1 ∈ L ∗ . Sometimes, a q -p olynomial is also referred to as a line arize d p olynomial, if the v alue of q is eviden t fro m the con t ext. Note that suc h a p olynomial is F q -line ar , that is, L ( ax + by ) = aL ( x ) + bL ( y ) for all a, b ∈ F q . W e will call a q -p olynomial nonstandar d if it is no t of the fo rm L ( x ) = cx q j for some constan t c a nd some nonnegativ e integer j , and standar d otherwise. Theorem 2.5 L et ξ ∈ GF( q m ) have minimal p olynomi a l f ( x ) over G F( q ) a s in (2). (i) A se quenc e u = { u k } k ≥ 0 in GF( q m ) satisfies the line ar r e curring r elation (1) wi th char acteristic p olynom i a l f if and only if ther e exists a q -p olynomial L ( x ) of q -or der m over G F( q m ) such that u k = L ( ξ k ) for al l k ≥ 0 . (ii) We have that ξ is nonstand ar d of d e gr e e m over GF( q ) if and o n ly if ther e exists a nonstandar d q -p olynomial L ( x ) of q -o r der m such that L ( h ξ i ) = h ξ i . Pro of: (i) Since f is the minimal p olynomial of ξ o v er GF( q ), w e ha ve that f is irre- ducible, with distinct zeros ξ , ξ q , . . . , ξ q m − 1 , all in GF( q m ). So if a se quence u = { u k } k ≥ 0 in GF( q m ) satisfies the recurrency (1) with c haracteristic p olynomial f , then according to Theorem 2.1, there are L 0 , . . . , L m − 1 in GF( q m ) suc h that u k = L 0 ξ k + L 1 ξ k q + · · · + L m − 1 ξ k q m − 1 for all k ≥ 0. So if we let L ( x ) = L 0 x + L 1 x q + · · · + L m − 1 x q m − 1 , then L ( x ) is a q -p olynomial of q -or der m ov er GF( q m ) for whic h u k = L ( ξ k ) for all k ≥ 0. (ii) F rom part (i), we seen that the subgroup h ξ i is generated by a solution u in GF( q m ) of the recurrence relation with c haracteristic p olynomial f if and only if the q -p olynomial L ( x ) o f q - order m corrsp onding to this solution u satisfies L ( h ξ i ) = h ξ i . (Note that this can only happ en if L is q -p olynomial over G F( q m ).) No w since L is q -linear and since 1 = ξ 0 , ξ , . . . , ξ m − 1 constitute a basis for GF ( q m ) ov er GF( q ), the co efficien ts L 0 , . . . , L m − 1 of L are uniquely determined b y the images L (1) , L ( ξ ) , . . . , L ( ξ m − 1 ). By replacing L ( x ) b y L ′ ( x ) = L ( x ) /L (1) if necess ar y w e may assume that L (1) = 1. ( No te that this do es not c ha nge the “standardness” o f the q -p olynomial at hand.) Then the standar d q - p olynomials L ( x ) = x q j , j = 0 , . . . , m − 1, are precisely the q - p olynomials that result in a 6 “standard” generation of the f - subgroup h ξ i where ( u 0 , . . . , u m − 1 ) = (1 , ξ q j , . . . , ξ ( m − 1) q j ). ✷ Next, w e will discuss t w o nonstandard examples. Note that there are no nonstandard elemen ts of degree m = 1. Example 1: The case where m > 1 and ξ ∈ F ∗ q m has order n > 4 and minimal p olynomial of the f orm f ( x ) = x m − η with η = ξ m ∈ F ∗ q with η 6 = 1. Note that if q = p r with p prime, then ( p, m ) = 1. Also, w e m ust ha v e q > 2: indeed, if q = 2, then η = 1 is the only p o ssibility , but since x m − 1 = ( x − 1)(1 + x + · · · + x m − 1 ) is reducible, this do es not o ccur. Under the ab ov e assumptions, ξ has q -order d = m , and h ξ i = { 1 , η , η 2 , . . . , η e − 1 } × { 1 , ξ , . . . , ξ m − 1 } , where e = n/m is the order of η and n is the order of ξ . Note that e > 1, since if e = 1, then η = 1 and x m − 1 is not irreducible for m > 1. No w let τ ∈ S m b e a p erm utation with τ (0) = 0, a nd de fine L ( ξ j ) = η j ξ τ ( j ) for j = 0 , . . . , m − 1. Finally , e xtend L b y F q -linearit y to all o f F q m . Since 1 , ξ , . . . , ξ m − 1 constitute a basis of F q m o ve r F q and since τ is assumed to be a p ermutation, L is w ell- defined b y F q -linearit y , and nonsingular on F q m . Hence, since L h ξ i ⊆ h ξ i b y definition, w e a ctually ha v e equalit y here. There are precisely e m − 1 ( m − 1)! p ossible q -p olynomials L with L (1) = 1 and precisely m forbiden (standard) ones. Hence if e = 2, m ≥ 3 or e ≥ 3, m ≥ 2, then some L is nonstandard. This condition holds precisely when m ≥ 2 , e > 1, and n > 4. In particular, it is easily ve r ified that there is an example o f degree 2 o v er F q with order n and q -o r der 2 if and only if n = 2 e > 4 and b oth q and ( q − 1) /e are o dd. W e will refer to suc h examples as exam ples of typ e I . ✷ Example 2: If m > 2 or m = 2 , q > 2, then a primitive elemen t of F q m is nonstandard o ve r F q . This is the case where ξ ∈ F q m has order n = q m − 1, so that h ξ i = F ∗ q m , where F ∗ q m = F q m \ { 0 } . Indeed, in that case any q -p olynomial L ∈ F q m [ x ] that is nonsingular on F q m will fix F ∗ q m as a set, so is nonstandard p olynomial for ξ except when of the form ξ c x q j for some c ∈ { 0 , . . . , q m − 2 } and some j ∈ { 0 , 1 , . . . , m − 1 } . Here, L is called nonsingular if the asso ciated F q -linear map L on F q m is nonsingular; equiv a len tly , if L ( x ) 6 = 0 for x ∈ F ∗ q m . Note that the requiremen t that L is nonsingular is necesary and sufficien t fo r L to act as a p erm utat io n on F ∗ q m . No w there a re precise ly ( q m − 1)( q m − q ) · · · ( q m − q m − 1 ) nonsingular F q -linear maps on F q m , whic h are all of the for m of a q - p olynomial in F q m [ x ]. Precisely m ( q m − 1) of these are “f orbidden”, but a ll others prov ide nonstandard q -p olynomials. It is easily sho wn that for in tegers m , q ≥ 2, w e hav e ( q m − 1)( q m − q ) · · · ( q m − q m − 1 ) > m ( q m − 1) except when m = 2 and q = 2. 7 W e will see later that primitiv e elemen ts are particular cases of a class of examples referred to as typ e II examples. ✷ 3 Automorphi sms of cyclic co des In this section, w e will show that the classification problem of nonstandard elemen ts ov er GF( q ) is equiv a len t to the problem of determining whic h cyclic co des o ve r G F( q ) defined b y a single zero hav e “extra” automorphisms. W e b egin b y a brief in tr o duction to cyclic co des. F or more details, see e.g. [15 ]. W e will denote by S n the collection of all p erm utations o n { 0 , 1 , . . . , n − 1 } . In what follo ws, w e will slightly a buse notation and use the same sym b ol π to denote b oth a p erm utation from S n and the induced p erm utation on the n -dimensional v ectorspace GF( q ) n giv en b y π : c 7→ c π = ( c π (0) , . . . , c π ( n − 1) ) . A cyclic c o de of length n over GF( q ) is a GF( q )-linear subspace of GF( q ) n closed under the map σ : ( c 0 , . . . , c n − 1 ) 7→ ( c n − 1 , c 0 , . . . , c n − 2 ) . This map, as w ell as the underlying p erm utation σ : i 7→ i − 1 mo d n, are b oth referred to as a cyclic shift . In w ha t follow s, we will iden tif y a v ector c = ( c 0 , . . . , c n − 1 ) ∈ G F( q ) n with it s asso ci- ated p olynomial c ( x ) = n − 1 X i =0 c i x i in GF( q )[ x ] mo d x n − 1. Note that the cyclic shift c σ of a v ector c has corresponding p olynomial c σ ( x ) = xc ( x ); so m ultiplication b y x in GF( q )[ x ] mo d x n − 1 cor r espond to a cyclic shift. Let n | q m − 1, and let Z ⊆ F ∗ q m b e a collection of field elemen ts of order dividing n , so that α n = 1 holds for all α ∈ Z . The cyclic c o de of length n over GF( q ) with defining zer o es Z is the collection C = C ( n, q , Z ) of all c = ( c 0 , . . . , c n − 1 ) ∈ GF( q ) n for whic h c ( α ) = n − 1 X i =0 c i α i = 0 holds for all α ∈ Z . W e r efer to an elemen t c ∈ C as a c o de wo r d . Note that if c ( x ) is in C , then the cyclic shift xc ( x ) is again in C ; since a cyclic co de is also linear it is in fact an ide al in GF( q )[ x ] mo d x n − 1. If c ( x ) has all its co efficien ts in GF( q ), then c ( x ) q = c ( x q ). As a consequence, the co des C ( n, q , Z ) a nd C ( n, q , ¯ Z ) are equal, where ¯ Z = { z q j | z ∈ Z ; i = 0 , . . . m − 1 } . 8 A p ermutation π ∈ S n is called a p ermutation automorphism of a cyclic co de C ⊆ GF( q ) n if for all co de w or ds c = ( c 0 , . . . , c n − 1 ) ∈ C , the p erm uted w o rd c π = ( c π (0) , . . . , c π ( n − 1) ) is again in C . Now c π ( ξ ) = n − 1 X i =0 c π ( i ) ξ i = n − 1 X j = 0 c j ξ π − 1 ( j ) , so b eside the cyclic shift σ als o the F rob enius perm utation φ : i 7→ q i mo d n is a permu- tation automorphism of a cyclic co de of length n ov er GF( q ). The next theorem pro vides a relation b etw een automorphisms π of cyclic co des a nd q -p olynomials fixing sets h ξ i . Theorem 3.1 L et ξ ∈ GF( q m ) ∗ have or der ord( ξ ) = n an d de gr e e m over GF( q ) , and let C ⊆ GF( q ) n b e the c yclic c o de C = C ( n, q , { ξ } ) of le n gth n over GF ( q ) w i th definin g zer o ξ . Then a p ermutation π ∈ S n is a p ermutation automorphism of C if and on ly if the map L : ξ i 7→ ξ π ( i ) extends t o a q -p olynomial of q -or der m over GF( q m ) . Pro of: First, suppo se that L is a q -p olynomial of q -degree m that fixes h ξ i , and let π ∈ S n b e the permutation induced b y L , that is, let π b e suc h that L ( ξ i ) = ξ π ( i ) for all i = 0 , . . . , n − 1. Then if c ∈ C , w e ha v e 0 = L (0) = L ( n − 1 X i =0 c i ξ i ) = n − 1 X i =0 c i L ( ξ i ) = n − 1 X i =0 c i ξ π ( i ) = n − 1 X j = 0 c π − 1 ( j ) ξ j that is, c π − 1 is in C . So π − 1 , a nd hence also π , is a perm uta t ion automorphism of C . Con v ersely , let π b e a p erm uta tion automorphism of C . W e define a q -p olynomial L ( x ) = L 0 x + · · · + L m − 1 x q m − 1 of q -or der m by letting L ( ξ j ) = ξ π ( j ) (5) for j = 0 , . . . , m − 1, and then extending L to all of GF( q m ) b y GF( q )- linearit y . Note that since we assumed that ξ has degree m ov er GF( q ), w e ha v e that 1 , ξ , . . . , ξ m − 1 constitute a basis for GF( q m ) ov er G F( q ), so L is uniquely determined. W e claim that now (5) holds f or al l j = 0 , . . . , n − 1. Indeed, let j ≥ m . By our assumptions on ξ , there a re a 0 , . . . , a m − 1 ∈ F q suc h that ξ j = a 0 + a 1 ξ + a 2 ξ 2 + · · · + a m − 1 ξ m − 1 . Note that then L ( ξ j ) = a 0 ξ π (0) + a 1 ξ π (1) + a 2 ξ π (2) + · · · + a m − 1 ξ π ( m − 1) . (6) No w since C is the co de with defining zero ξ , the w ord c = ( a 0 , . . . , a m − 1 , 0 , . . . , 0 , − 1 , 0 , . . . , 0) , 9 with c i = a i , if 0 ≤ i ≤ m − 1; − 1 , if i = j ; 0 , otherwise, is in C . So by our assumption that π , and hence also π − 1 , is a p erm utation automorphism of C , the w o rd c π − 1 is also in C . Hence we hav e that 0 = n − 1 X i =0 c i ξ π ( i ) = − ξ π ( j ) + a 0 ξ π (0) + · · · + a m − 1 ξ π ( m − 1) = − ξ π ( j ) + L ( ξ j ) . W e conclude that L ( ξ j ) = ξ π ( j ) holds for al l j = 0 , . . . , n − 1, as claimed. ✷ In view of Theorem 2.5, w e immediately hav e the following consequence. Corollary 3.2 L et ξ ∈ G F( q m ) ∗ have or der ord( ξ ) = n and de gr e e m over GF( q ) . Then the cyclic c o de C ( n, q , ξ ) o f length n over GF( q ) with defining zer o ξ has “extr a p ermu- tation automorphisms”, that is, a p ermutation automorphism gr oup stric ktly larger than the gr oup h σ , φ i of or der mn gener ate d by the cyclic shift and the F r ob enius p ermutation, if and only if ξ is nonstandar d of or der n an d de gr e e m over GF( q ) . F rom the ab o v e corollary w e can obtain tw o new examples of nonstandard elemen ts. Example 3: (Binary Gola y) Let q = 2, n = 23 , and m = 11. Then n | 2 11 − 1. Let α b e primitiv e in GF(2 11 ), and let ξ = α (2 11 − 1) / 23 . Then ξ is a primitive 23-th ro ot of unit y in GF(2 11 ). The binary G olay c o d e is the binary length n = 23 co de with definin g zero ξ . It can b e sho wn that this co de has minim um distance 7 (in fact, it a p erfe c t binary 3-error- correcting co de). Its automorphism group is the Mathieu group M 23 , a simple group of order 200960, en tirely consisting o f p erm utations. As a consequence of Corollary 3.2, w e conclude that ξ is nonstandard of o rder n = 23 and degree m = 11 ov er GF (2). Its 2-order is d = 23 > m , and w e see immediately that this provides an example not of the form of the tw o k nown t yp es. ✷ Example 4: (T ernary Golay) Let q = 3, n = 11, and m = 5. Then n | 2 m − 1. Let α b e primitiv e in GF(2 5 ), and let ξ = α (2 5 − 1) / 11 . Then ξ is a primitive 1 1-th r o ot of unity in GF(2 5 ). The ternary Golay c o de is the t ernar y length n = 11 code w it h defining zero ξ . It can b e sho wn that t his co de has minim um distance 5 (in f a ct, it a p erfe ct ternary 2- error-correcting co de). Its automorphism group is tw ice the Mathieu group M 11 , a simple group of order 7920, whic h itself consists en tirely o f perm uta tions. As a consequence of Corollary 3.2, we conclude that ξ is nonstandard of or der n = 11 and degree m = 5 ov er GF (3). Its 3-order is d = 11 > m , and w e see immediately that this pro vides another example not of the form of the tw o kno wn t yp es. ✷ Examples of cyclic co des with “extra” automorphisms seem to b e quite rare. F or example, the only (binary) quadratic-residue co des with “ extra” a ut o morphisms of length less than 4000 are the (7 , 4 , 3 ) Hamming co de and t he b inary Golay co de [10]. 10 4 Extensio n and lifting F or later use, w e inv estigate when w e can conclude that a q -p olynomial L in GF ( q m )[ x ] for some φ of degree m tha t acts as a bijection on some other subgroup h ξ i of GF( q m ) ∗ is actually nonstandard for ξ . The result is as follo ws. Lemma 4.1 L et L b e a q -p olynomial in GF( q m )[ x ] , and let ξ have de gr e e m over GF( q ) . If L ( ξ i ) = ξ iq j for i = 0 , . . . , m − 1 , then L ( x ) = x q j on G F( q m ) . Pro of: If ξ has degree m o v er GF( q ), then 1 , ξ , . . . , ξ m − 1 constitute a ba sis for GF( q m ) / GF( q ), hence a q -linear map L on GF( q m ) is determined on GF( q m ) by the images on 1 , ξ , . . . , ξ m − 1 . Also, if L in in GF( q m )[ x ], then L is determined as a p olynomial b y its action on GF( q m ). ✷ W e a lso ne ed the following simple observ a tion concerning degrees. Lemma 4.2 (i) An elem ent ξ ∈ GF( q m ) of or der n has de gr e e m over GF( q ) if a n d o n ly if m is the smal lest inte ger t ≥ 1 for which n | q t − 1 . (ii) I f φ has de gr e e m over GF( q ) and ξ ∈ GF( q m ) has φ ∈ h ξ i , then ξ also has de gr e e m over G F( q ) . Pro of: (i) If n | q t − 1, then h ξ i = θ ( q t − 1) /n ⊆ GF( q t ) ∗ . (ii) If φ ∈ h ξ i , then h φ i ⊆ h ξ i , hence the order n of φ divides the order o f ξ . Now the result follows from part (i). ✷ The or der ord( ξ ) of an elemen t ξ ∈ GF( q m ) of degree m o ve r GF( q ) w a s defined a s the smallest p ositiv e in teger n for whic h ξ n = 1. W e no w define the q -or der ord q ( ξ ) as the smallest p ositiv e integer d for whic h ξ d ∈ GF( q ). The q -order is an imp ortant notion in this pap er. It is related to another no tion, the resticted p erio d, whic h w as inv estigated in [5] and pla y ed an imp orta nt role in [6] and [7]. Here, the r estricte d p erio d δ ( f ) of a p olynomial f ( x ) ∈ GF( q )[ x ] as in (2), w ith corresponding recurrence relation (1), is the first p ositiv e in teger n for whic h t he s o lutio n u = { u k } k ≥ 0 of (1) with ( u 0 , u 1 , . . . , u m − 2 , u m − 1 ) = (0 , 0 , . . . , 0 , 1 ) satisfies ( u 0 , u 1 , . . . , u m − 2 , u m − 1 ) = (0 , 0 , . . . , 0 , λ ) , for some λ ∈ GF( q ) ∗ . The next theorem states this relatio n. Theorem 4.3 The q -or der of an element ξ in an extension GF( q m ) of GF( q ) is e qual to the r estricte d p erio d of its minimal p olynomial o v er GF( q ) . W e will pro ve this theorem in Section 5. In the next theorem, we collect some imp ortant prop erties of the q -order. 11 Theorem 4.4 L et ξ ∈ GF( q ) ha ve de gr e e m ov e r G F( q ) , with or der n = ord( ξ ) and q -or der d = ord q ( ξ ) . (i) We have m ≤ d an d d | ( q m − 1) / ( q − 1 ) . (ii) We have that d = n/ ( n, q − 1) and n = de , wher e e = ( n, q − 1) satisfies ( d, ( q − 1 ) / e ) = 1 . Pro of: (i) If d = ord q ( ξ ) and ξ d = η ∈ GF( q ), the n ξ is a zero of the p olynomial x d − η in GF( q )[ x ]. Hence the minimal p olynomial o f ξ , of degree m b y o ur assumptions, divides x d − η , whence m ≤ d . The collection of all in tegers k ≥ 0 for whic h ξ k ∈ GF( q ) is an ideal, hence is of the form d Z . Now since ξ ∈ GF ( q m ) ∗ , we ha v e that ϕ = ξ ( q m − 1) / ( q − 1) satisfies ϕ q − 1 = 1, hence ϕ ∈ GF( q ). W e conclude that d | ( q m − 1) / ( q − 1). (ii)W e hav e ξ d ∈ G F( q ) if and only if ξ d ( q − 1) = 1, that is, if and only if n | d ( q − 1 ), or, equiv alently , if and only if n/ ( n, q − 1) div ides d ( q − 1) / ( n, q − 1). Since n/ ( n, q − 1) and ( q − 1) / ( n, q − 1) are relative ly prime, the latter happens if and only if n/ ( n, q − 1) divides d . If w e now write e = ( n, q − 1), then n = de and now the condition on e f ollo ws from the expression for d . ✷ W e will refer to our next theorem as the ex tens ion the or e m . It enables us to extend a nonstandard subgroup to a bigger one. Theorem 4.5 L et φ b e nonstand ar d of de gr e e m over G F( q ) . Th en e very ξ ∈ GF( q ) ∗ h φ i for which h φ i ⊆ h ξ i (so with ξ = λφ and φ = ξ i for some λ ∈ GF( q ) ∗ and inte ger i ) is again nonstanda r d of de gr e e m over GF( q ) , with the same q -o r der as φ ; mor e over, every q - p olynom ial L ( x ) of q -de gr e e m over GF( q m ) for which L ( h φ i ) = h φ i sa tisfie s L ( h ξ i ) = h ξ i ) . Pro of: W e b egin b y observing that GF( q ) ∗ h φ i is a m ultiplicativ e s ubgr o up of GF ( q m ) ∗ ; since G F( q m ) ∗ is cyclic, all its subgroups are also cyclic, and hence there exists an elemen t θ ∈ G F( q m ) ∗ suc h that GF( q ) ∗ h φ i = h θ i . No w let n = ord( φ ) and d = ord q ( φ ) denote t he order and q -order of φ , resp ectiv ely . According to Theorem 4.4, w e ha v e that d = n/ ( n, q − 1 ) . W rite k = ( q − 1) / ( n, q − 1); for later use , w e note that ( d, k ) = 1 and k | q − 1. Now GF( q ) ∗ h φ i = GF( q ) ∗ { 1 , φ, . . . , φ d − 1 } has size ( q − 1) d , hence θ has order d ( q − 1) = nk . So by Theorem 4.4 , θ has q - order ord q ( θ ) = d ( q − 1) / ( d ( q − 1) , ( q − 1)) = d = ord q ( φ ), so θ and φ hav e the same q - order. No w let L b e a q - p olynomial of q -degree m ov er GF( q m ) that fixes h φ i , sa y with L ( φ i ) = φ π ( i ) for some p erm utatio n π ∈ S n . W e claim that L ( h θ i ) = h θ i . T o see this, first note that if α ∈ GF( q ), then L ( αφ i ) = αL ( φ i ); hence L ( h θ i ) = L (G F( q ) ∗ h φ i ) ⊆ GF( q ) ∗ h φ i = h θ i . Now, suppo se that L ( αφ i ) = L ( β φ j ) for some α, β ∈ GF( q ) ∗ and some in tegers i, j . Then αφ π ( i ) = αL ( φ i ) = L ( αφ i ) = L ( β φ j ) = β L ( φ j ) = β φ π ( j ) , 12 and hence γ = α/ β = φ π ( j ) − π ( i ) ∈ GF( q ) ∗ . Therefore, L ( φ j ) = φ π ( j ) = γ φ π ( i ) = γ L ( φ i ) = L ( γ φ i ) = L ( φ π ( j ) − π ( i )+ i ) . Since L ( h φ i ) = h φ i , we conclude that φ j = φ π ( j ) − π ( i )+ i , hence γ φ i = φ π ( j ) − π ( i )+ i = ξ j , so that α φ i = β φ j . W e ha v e shown that L is one-to-one on GF( q ) ∗ h φ i = h θ i , and he nce L ( h θ i ) = h θ i . Next, suppo se tha t h φ i ⊆ h ξ i ⊆ GF( q ) ∗ h ξ i = h θ i . Then n = ord( φ ) | o r d( ξ ) and ord( ξ ) | ord( θ ) = nk , hence there ar e integers s, t with k = st suc h that ord( ξ ) = nk /s = nt . Moreo v er, since ( nt, q − 1) = ( n, q − 1)( dt, k ) = ( n, q − 1) t , we conclude from Theorem 4.4 that ξ has q -order ord q ( ξ ) = nt/ ( nt, q − 1) = d . So ξ and φ hav e the same q -order. Finally , since h φ i ⊆ h ξ i , w e ha v e that h ξ i = K h φ i with K the s ubgroup of G F( q ) ∗ , of order nt/d = et , where e = ( n, q − 1) (since nt = det | d ( q − 1 ), w e hav e et | ( q − 1) and suc h a subgroup K do es indeed exist); in fact, w e ha v e K = h ξ i ∩ GF( q ) ∗ . T o see this, first note that s ince φ d ∈ GF ( q ) ∗ has order e = n/d = ( n, q − 1) and K has order et , w e ha v e that h φ d i ⊆ K . Hence K h φ i = K h φ d i{ 1 , φ, . . . , φ d − 1 } = K { 1 , φ, . . . , φ d − 1 } , so that K = K h φ i ∩ GF( q ) ∗ and K h φ i has size | K | d = etd = nt = ord( ξ ), hence K h φ i = h ξ i . As a cons equenmce , if L is a q -p olynomial of q -degree m o v er GF( q m ) that fix es h φ i , then L ( h ξ i ) = L ( K h φ i ) = K L ( h φ i ) ⊆ K h φ i = h ξ i ; moreo v er since L is one-t o -one on GF( q ) ∗ { 1 , φ, . . . , φ d − 1 } = h θ i and h ξ i ⊆ h θ i , w e conclude that in fact L ( h ξ i ) = h ξ i . No w the desired conclusion follows from Theorem 2.5 . ✷ Corollary 4.6 If φ is nonstand ar d of de gr e e m over GF( q ) and if an element ξ in som e extension of GF( q ) has the same or der as φ , that is, if h ξ i = h φ i , then ξ is again non- standar d of de gr e e m over GF( q ) , with the same or der and q -or der as φ . Compare this “extension” results to T heorem 3.4 from [6]. Next, we presen t a tec hnique to “ lift” the nonstandardness of degree m o v er a subfield GF( q 0 ) of G F( q ) to nonstandardness ov er GF( q ), of the same order and sub-order, under certain conditions on q 0 and q . W e will refer to this Theorem as t he l i f ting the or em . Theorem 4.7 L et q 0 and q = q t 0 b e prime p owers, and let m b e a p ositive inte ger for which ( m, t ) = 1 . If ξ is nonstandar d of de gr e e m over F q 0 , then ξ also is no n standar d of de gr e e m over GF( q ) , of the same or der and w i th the q -or der of ξ e qual to its q 0 -or der. 13 Pro of: T o prov e the abov e claim, w e pro ceed as follo ws. First, w e note that F q m 0 ⊆ F q i with q = q t 0 holds precisely when m | ti , hence precisely when m | i . So ξ also has degree m o ve r GF( q ). Next, if ξ has degree m ov er GF( q 0 ), t hen ξ ∈ F q m 0 ; hence if ξ has order n , then n | q m 0 − 1. No w according to Theorem 4.4, the q 0 -order of ξ is d = n/ ( n, q 0 − 1) and its q -or der is n/ ( n, q − 1). It is w ell-known and easy to pro v e t ha t ( q m 0 − 1 , q t 0 − 1) = q ( m,t ) 0 − 1 = q 0 − 1 . Hence ( n, q − 1) = ( n, q t 0 − 1) = ( n, q m 0 − 1 , q t 0 − 1) = ( n, ( q m 0 − 1 , q t 0 − 1)) = ( n, q 0 − 1) , so that the q 0 -order and q - order o f ξ are equal. No w, since ( m, t ) = 1, there is an in teger u ≥ 1 suc h that ut ≡ 1 mo d m . W e claim that x q 0 = x q u (7) holds for all x ∈ F q m 0 . Indeed, since q = q t 0 , we hav e that (7) holds if and only if x q u /q 0 = x q tu − 1 0 = x for all x ∈ F q m 0 , which is t he c a se if and only if tu − 1 ≡ 0 mo d sm, whic h is how we hav e c ho osen u . Note also that ( u , m ) = 1, hence { 0 , u, 2 u, . . . , ( m − 1) u } = { 0 , 1 , 2 , . . . , m − 1 } mo d m. (8) No w ξ is no nstandard of degree m o v er F q 0 , so there is some nonstandard q 0 -p olynomial L ′ ( x ) = L 0 x + L 1 x q 0 + · · · + L m − 1 x q m − 1 0 of q -degree m in F q m 0 [ x ] f or whic h L ( h ξ i ) = h ξ i . Define the “lifted” q -p olynomial L ( x ) ∈ GF( q m )[ x ] b y L ( x ) = L 0 x + L 1 x q u + · · · + L m − 1 x q ( m − 1) u . According to (7), w e ha ve that L ′ ( x ) = L ( x ) on F q m 0 ; in part icular, w e hav e t ha t L ( h ξ i ) = L ′ ( h ξ i ) = h ξ i . Moreov er, ob viously L ( x ) is nonstandard if and o nly if L ′ ( x ) is nonstandard. ✷ Remark 4.8 Note that if ξ has the same minima l p olynomial over two fields K and L , then by definition ξ is nonstandar d over K if and only if ξ is nonstandar d over L . The pr o of of The or em 4.7 c an also b e interpr ete d as showing that under the c onditions of the the or em, the min imal p olynomi a l f ( x ) = m − 1 Y j = 0 ( x − ξ q j 0 ) = m − 1 Y j = 0 ( x − ξ q j ) of ξ over GF( q 0 ) and over GF( q ) ar e the same. 14 W e can no w use lifting and extension to construct nonstandard elemen ts of degree m o ve r GF( q ) with q -order d , where q = q t 0 with ( m, t ) = 1, from a nonstandard elemen t of degree m o v er GF( q 0 ) and q 0 -order also d , by applying Theorems 4.7 and 4 .5. W e will use this metho d to construct generalisations of Example 2. Example 5: Let q 0 = p s with p prime, let m ≥ 2 and q m 0 > 4. T ak e q = p r with r = st , and let ( t, m ) = 1. Finally , let ξ ∈ F q m 0 b e primitiv e, so ξ has order n = q m 0 − 1. In Example 2, w e ha ve shown tha t ξ is nonstandard of degree m ov er GF( q 0 ); its q 0 -order ob viously is ( q m 0 − 1) / ( q 0 − 1). So, acc o rding to Theorem 4.7, ξ is also nonstandard o v er GF( q ), of or der n = q m 0 − 1 and with q -order d = ( q m 0 − 1) / ( q 0 − 1). No w w e can use Theorem 4.5 to construct nonstandard elemen ts φ of q -o r der d = ( q m 0 − 1) / ( q 0 − 1) and o rder N = d ( q 0 − 1) k ov er GF( q ), for all k dividing ( q − 1) / ( q 0 − 1). All these elemen ts φ are p ow ers of an elemen t θ ∈ GF( q m ) of order d ( q − 1). These examples all hav e degree m ov er GF( q ), ha ve q -order d = ( q m 0 − 1) / ( q 0 − 1) > m and order n = de with q 0 − 1 | e | q − 1. Ob viously , eac h nonstandard elemen t ξ of degree m o ver GF( q ) with order n = de and q - o rder d = ( q m 0 − 1) / ( q 0 − 1) where q 0 − 1 | e and q m 0 > 4 can b e obt a ined in this w ay . Indeed, then φ = ξ e/ ( q 0 − 1) is primitive of degree m o ver F q 0 and nonstandard since q m 0 > 4, so ξ can b e obtained f r om the nonstandard φ b y lifting and extension. W e will refer to this class o f examples a s typ e II e xamples . ✷ 5 A subgroup in PGL( m, q ) re lated to a n onstandard elemen t o v e r GF( q ) In this section, w e will a ssume t ha t ξ ∈ G F( q m ) is of degree m ov er GF( q ), where q = p r for a prime p , with o rder o rd( ξ ) = n and q -order ord q ( ξ ) = d . So η = ξ d ∈ GF( q ) ∗ , and n = de , where e is the order of η . F urthermore, w e will assum e that ξ has minimal p olynomial f ( x ) = x m − σ m − 1 x m − 1 − · · · − σ 1 x − σ 0 o ve r GF( q ). Let the matrix T = T f = 0 0 0 · · · 0 0 σ 0 1 0 0 · · · 0 0 σ 1 0 1 0 · · · 0 0 σ 2 . . . . . . 0 0 0 · · · 0 1 σ m − 1 . denote the c omp anion matrix of f , the matrix represen tation of the map µ : a ( x ) 7→ xa ( x ) mo d f ( x ) o n GF( q )[ x ] mo d f ( x ) (m ultiplicatio n b y x mo dulo f ( x ) with resp ect to the basis 1 , x, . . . , x m − 1 . Equiv alen tly , T is t he matrix represen tation of m ultiplication b y ξ on GF( q m ) with resp ect to the basis 1 , ξ , . . . , ξ m − 1 of GF( q m ), considered as v ectorspace 15 o ve r GF( q ). Since f ( x ) | x d − η with η ∈ GF( q ) (or simply s ince ξ d = η ), we hav e that T d = η I . (9) W e now first restate and prov e The orem 4.3 from Section 2. Theorem 5.1 If f ( x ) ∈ GF( q ) is irr e ducible over GF( q ) a nd i f ξ is a zer o of f , then the r es tricte d p erio d δ ( f ) of f an d the q -or der o rd q ( ξ ) o f ξ satisfy δ ( f ) = ord q ( ξ ) . Pro of: W e first not e that a sequenc e u = { u k } k ≥ 0 is an f - sequenc e if and only if the v ectors u k ,m = ( u k , u k +1 , . . . , u k + m − 1 ) ⊤ satisfy u ⊤ k +1 ,m = u ⊤ k ,m T f for all k ≥ 0. As a conseq uence, if u ⊤ 0 ,m = ( u 0 , . . . , u m − 1 ) = (0 , . . . , 0 , 1 ), then u ⊤ 0 ,m T d = λu ⊤ 0 ,m holds if and only if u ⊤ i,m T d = u ⊤ 0 ,m T i + d = λu ⊤ 0 ,m T i = λu ⊤ i,m holds for i = 0 , . . . , m − 1. No w the matrix U with as its row s the v ectors u ⊤ i,m for i = 0 , . . . , m − 1 is triangular with nonzero an ti-dia g onal, hence in v ertible. So from the ab o v e, we conclude that u ⊤ 0 ,m T d = λu ⊤ 0 ,m if and only if U T d = λU if and o nly if T d = λI . ✷ F rom now on, we assume that, in addition, L ( x ) = L 0 x + L 1 x q + · · · + L m − 1 L m − 1 x q m − 1 of q - degree m in GF( q m )[ x ] that fixes h ξ i , that is, there exists a p erm utation π ∈ S n suc h that L ( ξ j ) = ξ π ( j ) for all j = 0 , . . . , n − 1 F o r later use, we will also assume that L (1) = 1. (As we remarke d earlier, this represen ts no loss of generality .) F or eac h i the standar d q -p olynomial L ( x ) = x q i has this prop ert y . Note that according to Theorem 2.5, ξ is nonstandard ov er GF( q ) if and only if there is a nonstandar d q -p olynomial as ab ov e. By abuse of notation, w e will also use L to denote the m × m matrix repres entation o ve r G F( q ) of the GF( q )- linear map x 7→ L ( x ) on G F( q m ) with resp ect to the basis 1 , ξ , . . . , ξ m − 1 . Note that if ξ j = m − 1 X i =0 c ( j ) i ξ i , with c ( j ) i in G F( q ) fo r i = 0 , . . . , m − 1 and all j ≥ 0, then ξ j is represen ted b y the v ector c ( j ) = ( c ( j ) 0 , . . . , c ( j ) m − 1 ) ⊤ 16 in G F( q ) m . As a consequence, the matrix L has as its columns the ve ctor s c ( π ( j )) for j = 0 , . . . , m − 1 . Let us write C to denote the collection of all v ectors c ( j ) . Then the ab ov e has the follo wing c onsequence . Theorem 5.2 We ha v e that T : c ( j ) 7→ c ( j +1) , L : c ( j ) 7→ c ( π ( j )) , so that the matrix gr oup G = h T , L i in GL( m, q ) fixes the c ol le ction C as a set. F or lat er use, we also consider the following “ normalisation”. W rite σ = σ m − 1 = T r GF( q m ) / GF( q ) , and assume that σ 6 = 0. Let ˜ ξ = ξ /σ . Then ˜ ξ ∈ G F( q m ) again has q -or der d and degree m ov er GF( q ), with minimal p olynomial ˜ f ( x ) = x m − ˜ σ m − 1 x m − 1 − · · · − ˜ σ 1 x − ˜ σ 0 , where ˜ σ i = σ i /σ m − i ; in particular, ˜ σ m − 1 = 1. So 1 , ˜ ξ , . . . , ˜ ξ m − 1 are another basis for GF( q m ) o v er GF( q ). W e no w write ˜ ξ j = m − 1 X i =0 ˜ c ( j ) i ˜ ξ i , with ˜ c ( j ) i in GF( q ) for i = 0 , . . . , m − 1 and a ll j ≥ 0, so that ˜ ξ j is represen ted b y the v ector ˜ c ( j ) = ( ˜ c ( j ) 0 , . . . , ˜ c ( j ) m − 1 ) ⊤ . Note that ˜ c ( j ) i = σ − j + i c ( j ) i for all j ≥ 0 a nd all i = 0 , . . . , m − 1. The c onjugate matrix M S of a matrix M b y an in ve rtible matrix S is defined a s M S = S M S − 1 . Note that the conjugate M S is the mat rix represen tation of the same linear map, but with resp ect to a basis tra nsfor ma t io n g iv en b y S . W e will write ˜ T to denote the companion matrix o f ˜ f ( x ). Define the diago nal mat r ix D as D = diag (1 , σ , . . . , σ m − 1 ) . Our observ at io ns are summarized in the following theorem. Theorem 5.3 With the a b ove definitions, we hav e that D c ( j ) = σ j ˜ c ( j ) . Mor e over, the c o njugate T D = D T D − 1 of T satisfies T D = σ ˜ T , and T D and the c onjugate L D = D LD − 1 of L satisfy T D : ˜ c ( j ) 7→ σ ˜ c ( j +1) , L D : ˜ c ( j ) 7→ σ π ( j ) − j ˜ c ( π ( j ) . So the c onjugate gr oup G D = h T D , L D i fixes the set ˜ C = { ˜ c ( j ) | j = 0 , . . . , n − 1 } as a set. 17 In the remainder o f this pa p er, w e will use the groups G and G D to o btain information on ξ and L , a nd, in particular, on the q -order o rd q ( ξ ) of the nonstandard elemen t ξ . T o this end, w e will consider the sets C and ˜ C as subsets of PG( m − 1 , q ), and t he groups G and G D as subgroups of PGL( m, q ), in its natural action on PG( m − 1 , q ). Here, PG( m − 1 , q ) consists of the lines through the origin in GF( q ) n . Equiv alen tly , PG( m − 1 , q ) consists of the nonzero ve cto r s v from GF( q ) n , where we iden tify a v ector v w ith its scalar multiples λv for λ ∈ GF( q ) ∗ . The group PGL( m, q ) consists of the collection G L( m, q ) of all nonsingular m × m matrices ov er GF( q ), where w e iden tify a matrix M with its scalar m ultiples λM , for λ ∈ GF( q ) ∗ . No w we assumed that ξ ha s q -order d , with ξ d = η ∈ GF( q ), so we hav e that the v ector c ( d ) represen ting ξ d satisfies c ( d ) = η c (0) . Since c ( j ) = T j c (0) for all j , w e see that the set C , considered as subset of PG( m − 1 , q ), has size d = ord q ( ξ ). No te furthermore that since T d = η I , the matrix T has order d as elemen t of the group PGL( m, q ). Note also that h ξ i = h η i ∪ h η i ξ ∪ . . . ∪ h η i ξ d − 1 , where the union is disjoint . As a consequence, there exists a p ermutation τ ∈ S d suc h that L ( ξ k ) = η k ξ τ ( k ) with η k ∈ h η i ⊆ G F( q ) ∗ , for all k = 0 , . . . , n − 1. So L , as an ele ment of PGL( m, q ), acts on C , considered as a subset of PG( m − 1 , q ) , by L : c ( j ) 7→ c ( τ ( j ) , for j = 0 , . . . , d − 1. W e summarize t he abov e in the next theorem. Theorem 5.4 The g r oups G and G D obtaine d fr om a nonstanda r d element ξ , c onsider e d as sub gr oups of PG( m, q ) , have orbits O = { c ( j ) | j = 0 , . . . , d − 1 } and O D = { ˜ c ( j ) | j = 0 , . . . , d − 1 } , r es p e ctively. Both O and O D have size d = ord q ( ξ ) and c ontain 1 = (1 , 0 , . . . , 0 ) ⊤ . 6 The case m = 2 W e no w in ve stiga t e the case where m = 2 in mo r e detail. So from now on, we will assume that m = 2 . So here ξ ∈ G F( q 2 ) \ GF( q ) is zero of the irreducible p o lynomial f ( x ) = x 2 − σ 1 x − σ 0 o ve r GF( q ), where w e a ssume that σ 1 6 = 0. (So w e assume that d = ord q ( ξ ) > 2.) W riting σ = σ 1 and λ = σ 0 /σ 2 1 , we also hav e that ˜ ξ = ξ /σ is zero of the p olynomial ˜ f = x 2 − x − λ . Note that, as a consequence , we hav e that ˜ ξ q = 1 − ˜ ξ . (10) 18 Again, w e assume that the q -p olynomial L ( x ) = L 0 x + L 1 x q of q -degree 2 ov er GF( q 2 ) fixes h ξ i as a set. A s remark ed b efore, w e may assume without loss of generalit y that L (1) = 1. Let ω , ν ∈ GF( q ) b e suc h that L (1) = 1 , L ( ξ ) = ω + ν ξ . Put ˜ ω = ω /σ . Then L (1) = 1 , L ( ˜ ξ ) = ˜ ω + ν ˜ ξ , so that the ma t r ix represen tations L and L D of the map induced b y the p olynomial L on GF( q 2 ) are giv en b y L = 1 ω 0 ν ! , L D = 1 ˜ ω 0 ν ! . Finally , it is easily v erified tha t the mat r ices T (m ultiplication by ξ ) a nd ˜ T = σ − 1 T D (m ultiplication b y ˜ ξ ) are giv en b y T = 0 σ 0 1 σ 1 ! , T D = σ 0 λ 1 1 ! . In what follows, w e will in ve stiga te the subgroup Ξ = h Λ , Γ i of PGL(2 , q ) generated by the elemen ts Λ = 0 λ 1 1 ! , Γ = 1 ˜ ω 0 ν ! . (11) W e will emplo y the usual identification of PG(1 , q ) with the set GF( q ) ∪ {∞} b y iden tifying the elemen t ( x, y ) ∈ PG(1 , q ) with the finite field elemen t x/y ∈ GF( q ) if y 6 = 0 and with ∞ if y = 0 . As a consequence, a matrix M = a b c d ! from PGL(2 , q ) now acts on a n elemen t x from GF( q ) + = GF( q ) ∪ {∞} as M : x 7→ ( ax + b ) / ( cx + d ) . So now the field eleme nt ξ j ∈ GF( q 2 ) corresp onds t o c ( j ) = ( c ( j ) 0 , c ( j ) 1 ) ∼ c ( j ) 0 /c ( j ) 1 in GF( q ) + ; in particular, we hav e that 1 = c (0) ∼ ∞ and ξ = c (1) ∼ 0. In the next theorem, w e summarize the main consequences of the a b o v e definitions and assumptions. Theorem 6.1 L et ξ ha ve de gr e e m over GF( q ) , with q -or der d = ord q ( ξ ) > 2 and minimal p olynomial f ( x ) = x 2 − σ x − λσ 2 . L et L b e a q -p olynomial o f q -de g r e e m ove r GF( q m ) that fixes h ξ i , with L (1 ) = 1 and L ( ξ ) = σ ˜ ω + ν ξ , and let Λ and Γ b e the asso ciate d matric es as in (11). Then the fol lowing holds. 19 (i) The element Λ has or der d in PGL(2 , q ) , and no fixe d p oints on GF( q ) + . Mor e over, we ha ve that Λ k = λF k − 1 λF k F k F k +1 ! , wher e the F k ar e define d by F 0 = 0 , F 1 = 1 , and F k +2 = F k +1 + λF k for al l k . I n p articular, Λ has or der d and F k = 0 if and only if k ≡ 0 mo d d . The matrix Λ in duc es a map x 7→ λ/ (1 + x ) on GF( q ) + . (ii) T he element Γ induc es a map x 7→ ( x + ˜ ω ) /ν on GF( q ) + . We have that Γ k = 1 ˜ ω (1 + ν + · · · + ν k − 1 ) 0 ν k ! . In p articular, if ν has or der e , then Γ has or der e (i f ν 6 = 1 or ˜ ω = 0 ) or p (if ν = 1 a n d ˜ ω 6 = 0 ). (iii) The s ubse t O = {∞ , Λ( ∞ ) , . . . , Λ d − 1 ( ∞ ) } of GF( q ) + is an orbit of the sub gr o up Ξ of PGL(2 , q ) gen e r ate d by the maps Λ and Γ . The “standar d” q -p ol ynom ials L ( x ) = x or L ( x ) = x q c o rr esp ond to the c ases ν = 1 , ω = 0 , ˜ ω = 0 , and ν = − 1 , ω = σ 1 , ˜ ω = 1 , r es p e ctively. Pro of: Most of the claims are a direct consequences of our a ssumptions and definitions. Hence all or bits of Λ on GF( q ) + ha ve the same size d . The claim concerning the case where L ( x ) = x is eviden t. Finally , since ξ and ξ q are the zero es of f ( x ) = x 2 − σ 1 x − σ 0 , w e hav e that σ 1 = ξ + ξ q , σ 0 = − ξ q +1 . Hence if L ( x ) = x q , then ν ξ + ω = L ( ξ ) = ξ q = σ 1 − ξ , so that ν = − 1 and ω = σ 1 . ✷ It turns out that the cases d = 3 , 4 , 5 need a sp ecial treatment. F or la ter use, w e now collect the required extra infor mation. Note that according to Theorem 6.1 , the orbit O has size d and is giv en by O = {∞ , 0 , λ, λ/ ( 1 + λ ) , λ ( 1 + λ ) / (1 + 2 λ ) , λ ( 1 + 2 λ ) / (1 + 3 λ + λ 2 ) , . . . } . (12) Lemma 6.2 Ther e ar e no no n standar d ξ of de gr e e 2 o v er GF( q ) with q -or der d = 3 . Pro of: F rom (1 2) we see that if d = 3 , t hen necessarily λ = − 1. No w since O is also in v arian t unde r Γ, we hav e that O = {∞ , 0 , − 1 } = {∞ , ˜ ω /ν, ( − 1 + ˜ ω ) / ν } . So we hav e one of t wo cases: 1. ˜ ω = 0. Then ν = 1, so w e are in the case where L ( x ) = x . 20 2. ˜ ω = 1. Then ν = − 1, so w e are in t he case where L ( x ) = x q . Since there are no other p ossibilities, the claim follows. ✷ Lemma 6.3 If ξ is nonstandar d of de gr e e 2 over GF( q ) with q -or der d = 4 , then p = 3 and ˜ ξ = ξ /σ is p rimitive in GF(9) . Mor e over, Ξ is actual ly a sub gr oup of PG L (2 , 3) . Pro of: F rom ( 1 2) w e see tha t if d = 4, then necessarily λ = − 1 / 2. Now since O is also in v arian t unde r Γ, we hav e that O = {∞ , 0 , − 1 / 2 , − 1 } = {∞ , ˜ ω /ν, ( − 1 / 2 + ˜ ω ) /ν , ( − 1 + ˜ ω ) /ν } . So we hav e one of three cases. 1. ˜ ω = 0. Then {− 1 / 2 , − 1 } = { ( − 1 / 2) /ν , − 1 / ν } , so either ν = 1 (w hich corresp onds to the case where L ( x ) = x ), o r ν = 1 / 2 = 2, so the characteristic p = 3 a nd ν = − 1. 2. ˜ ω = 1 / 2. Then {− 1 / 2 , − 1 } = { (1 / 2 ) /ν, ( − 1 / 2) /nu } , so p = 3, ˜ ω = 1 / 2 = − 1, and either ν = − 1 or ν = 1 . 3. ˜ ω = 1. Then {− 1 / 2 , − 1 } = { 1 /ν, (1 / 2) /ν } , so either ν = − 1 (whic h corresp onds to the case where L ( x ) = x q ), or ν = − 1 / 2 = − 2, so tha t p = 3, ν = 1, and ˜ ω = 1. W e are left with four cases. All hav e p = 3, so that ˜ ξ is zero of x 2 − x − λ = x 2 − x − 1 and ˜ ξ is primitiv e in GF(9). Note tha t thes e four remaining cases represen t the differen t nonstandard w ays of mapping the no nstandard subgroup GF(9) ∗ on to itse lf. In all these cases, λ , ˜ ω , and ν are in GF(3), hence Ξ is actually a subgroup of PG L(2 , 3). ✷ Lemma 6.4 If ξ is nonstandar d of de gr e e 2 over GF( q ) with q -or d e r d = 5 , then p = 2 , and ˜ ξ = ξ /σ is p rimitive in GF(16) . Mor e over, Ξ is actual ly a sub gr oup of PGL(2 , 4) . Pro of: F rom (12) we see that if d = 5, then necessarily λ 2 + 3 λ + 1 = 0, so that λ = − ( λ + 1) 2 . F or later use, w e remark that in c haracteristic p = 2 , w e ha ve that λ is primitiv e in G F(4) and ˜ ξ , the zero of x 2 + x + λ , is primitiv e in GF(16). So we ar e done if w e can pro ve that in all cases p = 2, or ( ν, ˜ ω ) = (1 , 0) (corresp onding to the case where L ( x ) = x ), or ( ν , ˜ ω ) = ( − 1 , 1) (corresp onding to the case where L ( x ) = x q ). No w s ince O is also inv arian t under Γ, w e ha v e that O = {∞ , 0 , λ , − 1 − λ, − 1 } = {∞ , ˜ ω/ν , ( λ + ˜ ω ) /ν, ( − 1 − λ + ˜ ω ) /ν, ( − 1 + ˜ ω ) / ν } . So w e hav e one of four cases for ˜ ω . 1. ˜ ω = 0 and { λ, − 1 − λ, − 1 } = { λ/ν , ( − 1 − λ ) /ν , − 1 / ν } . T hen ν ∈ { 1 , λ/ ( − (1 + λ )) , − λ } = { 1 , 1 + λ, − λ } , so w e ha v e one of the following. 21 (a) ν = 1 (corresp onding to the case w here L ( x ) = x ); (b) ν = 1 + λ , { λ, − 1 } = {− 1 , − 1 / ( 1 + λ ) } . Hence λ = − 1 / (1 + λ ), or λ 2 + λ + 1 = 0; com bined with the o ther equation for λ this sho ws that, in addition, p = 2. (c) ν = − λ , { λ, − 1 − λ } = { (1 + λ ) /λ, 1 /λ } . So either λ = (1 + λ ) /λ and − 1 − λ = 1 /λ , whence p = 2, or λ = 1 / λ , which leads to an imp ossibilit y . 2. ˜ ω = − λ a nd { λ, − 1 − λ, − 1 } = {− λ/ν , ( − 2 λ − 1) /ν, ( − λ − 1) /ν } = {− λ/ν , ( λ 2 + λ ) /ν, ( − λ − 1) /ν } . Then ν ∈ {− 1 , λ/ (1 + λ ) = − (1 + λ ) , λ } , so w e ha v e o ne of the follo wing. (a) ν = − 1. This leads t o p = 2 or an imp ossibilit y . (b) ν = − (1 + λ ). Then either p = 2, or an imp ossibilit y . (c) ν = λ . Here either p = 2 o r a n imp ossibility . 3. ˜ ω = 1 + λ a nd { λ, − 1 − λ, − 1 } = { (1 + λ ) /nu, (2 λ + 1) /ν, λ/ν } = { (1 + λ ) /ν , − ( λ 2 + λ ) /ν, λ/ν } , so w e hav e one of the following. (a) ν = − (1 + λ ). Then we hav e − (1 + λ ) = − λ/ (1 + λ ), whic h leads to p = 2. (b) ν = − ( λ 2 + λ ). Then either an imp ossiblit y or λ = − 1 / (1 + λ ), whic h leads to p = 2. (c) ν = − λ . Then either p = 2, or an imp ossibilit y . 4. ˜ ω = 1 a nd { λ, − 1 − λ, − 1 } = { 1 /ν, (1 + λ ) /ν , − λ/ν } , so w e ha v e one o f the following. (a) ν = − 1. This correspo nds to the case where L ( x ) = x q . (b) ν = − (1 + λ ). This leads to p = 2 or an imp ossibilit y . (c) ν = λ . Here either λ = 1 / λ and − 1 − λ = ( 1 + λ ) /λ , which leads to p = 2, o r λ = (1 + λ ) / λ and − 1 − λ = 1 /λ , whic h again leads to p = 2. So in all nonstandard cases w e ha v e p = 2. Moreov er, in all these cases, λ , ˜ ω , and ν are in GF(4), hence Ξ is actually a subgroup of PGL(2 , 4). ✷ 7 A sub g roup in PGL(2 , q ) The groups PGL(2 , q ) are one of the few groups for whic h the complete subgroup structure is kno wn. In this section, w e will use this kno wledge to obtain further information on the subgroup Ξ of PGL(2 , q ) from Theorem 6.1 . F or our purp oses, t he following is sufficien t. 22 Theorem 7.1 ([13], [16], [11]) L et q = p r with p prime. (i) I f M is a non-identity eleme nt in PGL(2 , q ) of or der k , with f fixe d p oints, then al l orbits of size > 1 have size k , and either f = 1 , k = p , or f = 2 , k | q − 1 , or f = 0 , k | q + 1 . (ii) T he sub gr oups of PGL(2 , q ) ar e as fol lo ws: 1. C yclic sub gr oups C k , of or der k = 2 (if p is o dd), or of or de r k > 2 with k | q ± 1 . 2. D ihe dr al sub g r oups D 2 k of or der 2 k , with k = 2 (if p is o dd ), or with k > 2 and k | q ± 1 . 3. Ele mentary ab elian sub gr oups E p k , of or der p k with 0 ≤ k ≤ r . 4. A semidir e ct pr o duct of the elem entary sub gr oup E p k , wher e 1 ≤ k ≤ r , and the cyclic gr oup C ℓ , wher e ℓ | q − 1 and ℓ | p k − 1 . 5. S ub gr oups isomorphic to A 4 ∼ = PSL(2 , 3) , S 4 ∼ = PGL(2 , 3) , or A 5 ∼ = PSL(2 , 4) . 6. O ne c onjugacy class o f sub gr oups isomorphic to PSL(2 , p k ) , wh e r e k | r . 7. O ne c onjugacy class o f sub gr oups isomorphic to PGL(2 , p k ) , wher e k | r . In the references, the classifications a re given for subgroups of PSL(2 , q ). If q is eve n, then PSL(2 , q ) = PGL(2 , q ). T o obtain the classification for PGL(2 , q ), note that if q is o dd, then PGL(2 , q ) is a subgroup of PSL(2 , q 2 ) and has a unique subgroup PSL(2 , q ), of index t wo. A similar classification ha s b een used e.g. in [8] and [9] in the case where q is o dd. W e now use this classification to show the following. Theorem 7.2 The gr oup Ξ fr om The or em 6.1 is one of the fol lowing. • A cyclic gr oup, in the c ase wher e L ( x ) = x ; • a dihe dr al gr oup, in the c ase wher e L ( x ) = x q ; • a gr oup of the form PSL (2 , q 0 ) or PGL(2 , q 0 ) , in the no nstandar d c ase, with d = q 0 + 1 > 3 and q = q t 0 , wher e t is o dd. Pro of: W e break the pro of into a num b er of cases. (1) The subgroup Ξ c a nnot be cyclic except when L ( x ) = x . Indeed, if Ξ is c yclic, then Λ and Γ comm ute, that is, ΛΓ = ΓΛ. It is easily v erified that this happ ens if and only if ˜ ω = 0 and ν = 1, t hat is, if Γ = I . (2) The subgro up Ξ cannot b e dihedral except when L ( x ) = x q . Indeed, Λ has o rder d > 2, so if Ξ is dihedral, then b oth Γ and ΓΛ ha ve order t w o . Hence ν = − 1 and ˜ ω = − ν , so a ccording to Theorem 6.1, w e ha v e L ( x ) = x q . (3) The subgroup Ξ cannot be elem entary ab elian of order p k . Indeed, since d | q + 1 , w e ha ve ( d , p ) = 1, so the order of Λ cannot b e a p ow er of p . 23 (4) The subgroup Ξ cannot b e semisimple pro duct of an elemen tary ab elian group of order p k with a cyclic g r o up of order ℓ , if ℓ | q − 1 and ℓ | p k − 1. Indeed, supp ose that this w ould b e the case. The semidirec t pro duct has cardinalit y p k ℓ , and since ( d, p ) = 1, w e w ould conclude that d | ℓ , hence d | q − 1. Now w e also ha ve that d | q + 1, so it w ould follo w that d | 2, whic h is imp ossible if d > 2. (5) If the subgroup Ξ is one of A 4 , S 4 , or A 5 , then the order d > 2 of the elemen t Λ ∈ Ξ is o ne of 3, 4, o r 5. Thes e cases w ere handled in Section 6. In Lemma 6.2, it was sho wn that the case d = 3 is not p ossible. In Lemma 6.3 it w as sho wn that if d = 4, t hen p = 3 and the group Ξ is a subgroup of PGL(2 , q 0 ) for q 0 = 3. Finally , in Lemma 6 .4 , it w as sho wn that if d = 5, then p = 2 and the g r o up Ξ is a subgroup of PGL(2 , q 0 ) with q 0 = 4. As a conseque nce, since w e are not in one of the cases (1-4) ab ov e, w e m ust ha v e one of the cases (6), (7) b elo w. (6), (7) Here we hav e that Ξ is isomorphic to either PSL(2 , q 0 ) or PGL(2 , q 0 ), with GF( q 0 ) a subfield of GF( q ). Suc h a subgroup is conjugated in PGL(2 , q ) t o the “ob vious” subgroup consisting o f in vertible matrices with en tries in GF( q 0 ). It is easily v erified that these tw o groups b oth ha v e one orbit GF( q 0 ) + of size q 0 + 1, and one orbit GF( q 2 0 ) \ GF( q 0 ) of size q 2 0 − q 0 . Moreov er, it is easy to sho w that b oth groups act regularly on G F( q 2 ) \ G F( q 2 0 ). Indeed, this immediately follo ws from the fact that the fixed points in GF ( q ) + of a non- iden tity map M : x 7→ ( ax + b ) / ( cx + d ) with a, b, c, d ∈ GF( q 0 ) are the zeros of the non-trivial p olynomial cx 2 + ( d − a ) x − b of degree tw o ov er GF( q 0 ), hence are con tained in GF( q 2 0 ). (F or more details, see, e.g., [12].) So all other orbits of Ξ are of size | Ξ | , hence ha ve a size equal to q 0 ( q 2 0 − 1) or q 0 ( q 2 0 − 1) / 2 (if q is odd and G q = PSL(2 , q 0 ). Since Ξ has an o r bit of size d and since d | q + 1, w e ha v e ( d, q ) = 1 and hence w e m ust hav e t ha t d = q 0 + 1. No w note that since Λ has order d a nd no fixed p oints, all orbits of Λ hav e size d , hence d | q + 1. So in t he no nstandard case, w e hav e q = p r and d = q 0 + 1 , with q 0 of the form q 0 = p s and with s | r , that is, with q = q t 0 for some t . Since d | q + 1, it follow s that t is o dd. ✷ Next, w e w an t to show that if G is isomorphic to PSL(2 , q 0 ) or PGL(2 , q 0 ), then λ , ν , and ˜ ω are actually contained in GF( q 0 ). T o this end, w e need some preparatio n. If M = ( M i,j ) is a matrix ov er GF( q ), where q = p r , then we write M ( p s ) to denote the matrix with en tries M p s i,j . Lemma 7.3 ([12]) L et q = q t 0 and let M ∈ PGL(2 , q ) . Then M is c on tain e d in PGL(2 , q 0 ) if and only if M ( q 0 ) = φM holds for some φ ∈ GF( q ) ∗ . Pro of: The pro of in [12] uses Galois theory . F or completeness’ sake , w e sk etch a simple pro of here. (In f a ct, many differen t pro ofs a re p o ssible.) The matrix M = a b c d ! is in PGL(2 , q 0 ) prec isely when some m ultiple β M of M has all its en tries in G F( q 0 ), so when the map x 7→ ( ax + b ) / ( cx + d ) fixes G F( q 0 ) + as a set. Now (( ax + b ) / ( c x + d ) ) q 0 = 24 ( ax + b ) / ( c x + d ) for all x ∈ G F( q 0 ) + leads to a second degree equation that is iden tically zero on GF( q 0 ), so has a ll co efficien ts equal to zero. F rom the resulting three equations, the lemma follow s. ✷ Next, f or a matrix M o v er GF( q ), w e write det( M ) and T r( M ) to denote the determinan t and trace of M , respective ly . Also, w e write M A to denote the conjugate AM A − 1 of M b y A . ov er Lemma 7.4 L et GF( q 0 ) b e a subfield of GF( q ) . (i) A matrix M o v e r GF( q ) is c ontaine d in a sub gr oup of PGL(2 , q ) iso m orphic to PSL(2 , q 0 ) or PGL(2 , q 0 ) if and only if ( M A ) ( q 0 ) = φM A for som e matrix A in PGL(2 , q ) and s ome φ ∈ GF( q ) ∗ , wher e φ 2 = det( M ) q 0 − 1 and e ither φ = T r( M ) q 0 − 1 or T r( M ) = 0 . (ii) If a matrix M over GF( q ) is c ontaine d in a sub gr oup o f PGL(2 , q ) i s o morphic t o PSL(2 , q 0 ) or PGL(2 , q 0 ) , then either T r( M ) = 0 or T r( M ) 2( q 0 − 1) = det( M ) q 0 − 1 . Pro of: If M is con tained in some subgroup of PGL(2 , q ) isomorphic to PSL(2 , q 0 ) or PGL(2 , q 0 ), then there is a matrix A ∈ PGL(2 , q ) suc h that M A is con tained in PSL(2 , q 0 ) or PGL(2 , q 0 ), that is, according to L emma 7 .3, ( M A ) ( q 0 ) = φM A , (13) for some A ∈ PGL(2 , q ) and some φ ∈ GF( q ) ∗ . Now det( M A ) = det( A ) and T r( X A ) = T r( X ), so fr o m (13), w e conclude that det( M ) q 0 = φ 2 det( M ) , T r( M ) q 0 = φ T r( M ) , hence φ 2 = det( M ) q 0 − 1 and either T r( M ) = 0 or φ = T r( M ) q 0 − 1 . ✷ No w w e a pply t his result to our matrices Λ and Γ. The result is as follows . Theorem 7.5 In the no n standar d c ase, ther e exists a prim e p ower q 0 such that d = q 0 + 1 > 3 , q = q t 0 with t o dd, a n d the sub gr o up Ξ = h Λ , Γ i of PGL(2 , q ) gener ate d by Λ and Γ as in The or em 6. 1 is e qual to either P S L (2 , q 0 ) or PGL(2 , q 0 ) . Mor e over, we have λ, ν, ˜ ω ∈ GF( q 0 ) , and GF( q 0 ) is the smal les t subfield of GF( q ) c ontaini n g λ . Pro of: Acccording to The o rem 7.2, in the nonstandard case we ha v e q = q t 0 with t o dd, d = q 0 + 1, and Ξ conjugate in PGL(2 , q ) to either PSL(2 , q 0 ) or P GL(2 , q 0 ). Now firs t , since det(Λ) = − λ and T r(Λ) = 1, w e se e from Lemma 7.4 tha t λ m ust b e con tained in GF( q 0 ). Next, sinc e the orbit h Λ i ( ∞ ) o f Λ con taining ∞ has s ize d = q 0 + 1, it m ust be equal to GF( q 0 ) + ; since it is fixed b y Ξ, w e m ust n o w hav e Γ(GF( q 0 ) + ) = GF( q 0 ) + . This immediately implies that b o th ν and ˜ ω m ust b e con tained in G F( q 0 ). ✷ W ev will no w use this result to sho w the following. Theorem 7.6 A nonstandar d eleme n ts of de gr e e two over a fi e ld GF ( q ) with q -or der d is either of typ e II, with d = 2 and of the form as in Example 1, so h a s n = 2 e with b oth q and ( q − 1) /e o dd, or is of typ e I and has d ≥ 4 of the form d = q 0 + 1 , for some q 0 such that q = q t 0 with t o dd, and c an b e obtaine d fr om a nonstandar d element of de gr e e two o ver G F( q 0 ) with q 0 -or der q 0 + 1 by li f ting and extension as in The or ems 4.7 and 4.5. 25 Pro of: Let ξ be nonstandard of degree m = 2 ov er GF( q ), with minimal p o lynomial f ( x ) = x 2 − σ x − σ 2 λ o v er GF( q ), and let ξ has order n = de and q -order d = ord q ( ξ ). According to Theorem 4.4, we hav e e = ( n, q − 1) | q − 1 and ( d , ( q − 1) /e ) = 1. No w d = 2 if and only if σ = 0; in that case ξ is of type I I, so as in Example 1. So in addition w e will assume tha t d > 2 and σ 6 = 0. W rite ˜ ξ = ξ /σ . Then ˜ ξ has minimal p olynomial ˜ f = x 2 − x − λ . Let L ( x ) b e a nonstandard q - p olynomial of q -degree t w o o ve r GF( q 2 ) that fixes h ξ i , with L (1) = 1 and L ( ξ ) = ω + ν ξ . W rite ˜ ω = ω /σ . Then L ( ˜ ξ ) = ˜ ω + nu ˜ ξ . According to Theorem 7.5, we no w hav e tha t d = q 0 + 1 ≥ 4, where q = q t 0 with t o dd, and λ, ˜ ω , ν ∈ GF ( q 0 ), with ( ν , ˜ ω ) 6 = (1 , 0) , ( − 1 , 1). W e claim that L is a G F( q 0 )-linear map of q 0 -degree t w o on GF( q 2 0 ). This can be s ho wn as in the pro of o f the “lifting” t heorem, but can also sho wn directly , as follo ws. Since ˜ ξ has minimal p olynomial ˜ f ( x ) = x 2 − x − λ with λ ∈ G F( q 0 ), w e ha v e that 1 , ˜ ξ is a basis for GF( q 2 0 ) ov er GF( q 0 ); moreov er, since t is o dd, w e hav e ˜ ξ q = ˜ ξ q t 0 = ˜ ξ q 0 . Hence L is q 0 -linear ov er G F( q 2 0 ). No w L is a bijection on h ξ i and maps G F( q 2 0 ) into GF( q 2 0 ); w e conclude that L is also a bijection on h ξ i ∩ GF( q 2 0 ) = h φ i , where φ = ξ δ 0 with δ 0 the q 2 0 -order of ξ . Hence φ is nonstandard of degree 2, b oth ov er GF( q ) and o ver GF( q 0 ). F or later use, w e w ant to sho w that ( q − 1 ) /e mus t b e o dd. Indeed, w e ha v e n = de with d = q 0 + 1 and e | q − 1. No w, as easily v erified, ( q 0 + 1 , q − 1) = ( q 0 + 1 , q t 0 − 1) = ( 1 , if q 0 is ev en ; 2 , if q 0 is o dd , hence q 0 + 1 = d = n/ ( n, q − 1) = ( q 0 + 1) e/ (( q 0 + 1) e, q − 1) = ( q 0 + 1) / ( q 0 + 1 , ( q − 1) /e ) holds precisely when ( q − 1) /e is o dd. Next, b y Theorem 4.4, w e ha v e that the q 2 0 -order δ 0 of ξ is giv en b y δ 0 = n/ ( n, q 2 0 − 1) = e/ ( e, q 0 − 1) = e/e 0 , where e 0 = ( e, q 0 − 1). No te that φ = ξ δ 0 has order n 0 = n/δ 0 = ( q 0 + 1 ) e 0 . W e claim that the q 0 -order d 0 of φ is equal to d . Indeed, d 0 = n 0 / ( n 0 , q 0 − 1) = ( q 0 + 1) e 0 / (( q 0 + 1) e 0 , q 0 − 1) = ( q 0 + 1) / ( q 0 + 1 , ( q 0 − 1) /e 0 , so w e are done if ( q 0 − 1) /e 0 = ( q 0 − 1) / ( e, q 0 − 1) is o dd, whic h follows immediately from the fa ct that q 0 − 1 | q − 1 (so e contains ev ery fa ctor 2 con ta ined in q − 1, so certainly all factors 2 con tained in q 0 − 1). Finally , we w ant to sho w that ξ can b e obtained fro m φ b y lifting and extension. No w lifting show s that, as remark ed earlier, φ is also nonstandard of degree 2 ov er GF( q ). W e kno w b y definition of φ that h φ i ⊆ h ξ i , hence according to Theorem 4.5 w e only hav e to sho w that ξ ∈ GF( q ) ∗ h φ i . T o this end, write η = ξ q 0 +1 . Then η ∈ GF( q ) ∗ , so it is 26 sufficien t to sho w that ξ ∈ h η ih φ i . Since η = ξ q 0 +1 and φ = ξ e/e 0 , this su bgroup contains all p ow ers ξ k of ξ where k is of the form k = i ( q 0 + 1) + j e/e 0 . So we a r e done if w e can show that ( q 0 + 1 , e/e 0 ) = 1; since e | q − 1 and q = q t 0 with t o dd, w e hav e ( q 0 + 1 , q − 1) | 2 and w e hav e to sho w that e/e 0 is o dd. This is eviden t in the case where q is even , s o w e also ass ume that q is o dd. W rite q − 1 = 2 r s, q 0 − 1 = 2 r 0 s 0 . No w q − 1 = q t 0 − 1 = ( q 0 − 1)(1 + q 0 + · · · + q t − 1 0 ) , and q 0 ≡ 1 mo d 2, he nce 1 + q 0 + · · · + q t − 1 0 ≡ t ≡ 1 mo d 2; w e conclude that r 0 = r . Moreov er, ( q − 1 ) /e is o dd, so e = 2 r f with f o dd; therefore e 0 = ( e, q − 1 ) is also divisible by 2 r and hence e/e 0 is indeed o dd. ✷ No w in Theorem 2 .4 of [7], it is sho wn that a nonstandard finite field elemen t of degree t wo ov er GF( q ) with q -order q + 1 is necessarily p rimitiv e, that is, has or der q 2 − 1. Corollary 7.7 A n o nstandar d eleme nt o f de gr e e two ove r a fi e ld GF( q ) either is of typ e I, with q -or der 2 as in Exam p le 1, or is o f typ e II , with q -or der of the form q 0 + 1 ≥ 4 with q = q t 0 for an o dd inte ger t , as in Example 5. Ac kno w l edgemen t W e gratefully ac knowle dge email con v ersations with Brison and Nogueira in whic h they p oin ted out that the nonexistance of nonstandard elemen ts of degree tw o of other t yp es follo ws fro m our results in com bination w ith some of their unpublished material. References [1] Thierry P . Berger and P a scale Charpin, The p e rm utation gr oup of affine-invariant extende d cyclic c o des , IEEE T rans. on Inform. Theory , v ol. 42, no. 6, Nov em b er 199 6 , pp. 2194–22 09. [2] Thierry P . Berger, The automorphism gr o up of double-err or-c o rr e cting BCH c o des , IEEE T rans. on Inform. Theory , vol. 40, no. 2 , March 1994, pp. 5 38–542. [3] O w en J. Brison a nd J. Eurico Nogueira, Line ar r e curring se quenc e sub gr oups in finite fields , F init e Field s Appl. 9 (2003 ) , 41 3–422. 27 [4] O w en J. Brison a nd J. Eurico Nogueira, Line ar r e curring se quenc e sub gr oups in the c o mplex field , The Fib o na cci Q ua rterly , vol. 41 , no. 5, No v. 2 003, pp. 397–404 . [5] O w en J. Brison a nd J. Eurico Nogueira, Matric es and Line ar R e curr enc es in Finite Fields , The Fib onacci Quarterly , v ol. 44, no. 2, (200 6 ), pp. 103–108. [6] O w en J. Brison and J. Eurico Nogueira, Se c o nd or der line ar se q uenc e sub gr oups in finite fie l d s , F init e Fields Appl., v ol. 14, 20 08, pp. 277–290. [7] O w en J. Brison and J. Eurico Nogueira, Se c o nd or der line ar se q uenc e sub gr oups in finite fie l d s - II , submitted to Finite Fields Appl. [8] P .J. Cameron, G .R. Omidi, B. T a yfeh-Rezaie, 3-Designs fr om PGL(2 , q ), Electronic J. Combinatorics 13 (2006), #R50 (11 p.). [9] P .J. Cameron, H.R. Maimani,G.R. Omidi, and B. T ayfeh-Rezaie, 3-D esigns fr om PSL(2 , q ), Discrete Math. 306 (20 06), 3063–3073 . [10] F.J. McWilliams, N.J.A. Sloane, The Theory of Error- Correcting Co des, No rth Hol- land, 1983. [11] L. Dicks o n, Linear groups, Dov er. [12] Henk D .L. Hollmann, Qing Xiang, Asso ciation schemes fr om the action of PGL(2 , q ) fixing a nonsingular c onic in PG(2 , q ), Journa l of Algebraic Com binatorics, v ol. 24, issue 2, Sept. 2006, 157–19 3. [13] B. Hupp ert, Endlic he grupp en I, Springer. [14] R. Lidl, H. Nie derreiter, Finite fields, Ad dison-W esley , 19 83. [15] J.H. v an Lin t, Intro duction to coding theory, Graduate texts in Mathematics 86, Springer-V erlag, 19 9 2. [16] M. Suzuzki, G roup Theory I, Springer. 28
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